Key facts
- This page summarizes Cecil Ray Thompson Jr.'s Form 4 filing for Akerna Corp. (GRYP).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 07 Dec 2022, 12:43.
Cecil Ray Thompson Jr. - 21 Oct 2022 Form 4 Insider Report for Akerna Corp. (GRYP)
- Reporting relationship
- Chief Operating Officer, 10%+ Owner
- Issuer ticker
- GRYP
- Reported as of
- 21 Oct 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 07 Dec 2022, 12:43:36 UTC
- Prior SEC filing
- 08 Apr 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Cecil Ray Thompson Jr.
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Cecil Ray Thompson Jr. filed Form 4 for Akerna Corp. (GRYP) on 07 Dec 2022.
Change
- Previous filing in this sequence was filed on 08 Apr 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KERN
transaction
Common Shares
Options Exercise
- Transaction value
- Shares
- +125
- Change %
- +4%
- Price
- Shares after
- 3,255
- Date
- 21 Oct 2022
- Ownership
- Direct
- Footnotes
- F1, F2
KERN
transaction
Common Shares
Options Exercise
- Transaction value
- Shares
- +250
- Change %
- +7.7%
- Price
- Shares after
- 3,505
- Date
- 21 Oct 2022
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
KERN
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -125
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 125
- Date
- 21 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 125
- Exercise price
- Footnotes
- F1, F2, F3
KERN
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -250
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 500
- Date
- 21 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 250
- Exercise price
- Footnotes
- F1, F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.
Footnote F2
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
Footnote F3
The restricted stock units were granted on October 17, 2019, and vest as follows: one-fourth on January 1, 2020; one-fourth on January 1, 2021; one-fourth on January 1, 2022; and one-fourth on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
Footnote F4
The restricted stock units were granted on September 4, 2020 and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.