Cecil Ray Thompson Jr. - 18 Feb 2022 Form 4 Insider Report for Akerna Corp. (GRYP)

Role
Chief Operating Officer, 10%+ Owner
Signature
/s/ John Michael Fowle Jr., as attorney-in-fact for Cecil Ray Thompson JR
Issuer symbol
GRYP
Transactions as of
18 Feb 2022
Net transactions value
$0
Form type
4
Filing time
08 Apr 2022, 15:21:28 UTC
Previous filing
14 Jan 2022
Next filing
07 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KERN Common Shares Options Exercise +6,679 +12% 60,760 18 Feb 2022 Direct F1
transaction KERN Common Shares Options Exercise +6,250 +10% 67,020 18 Feb 2022 Direct F1
transaction KERN Common Shares Tax liability -4,421 -6.6% 62,589 18 Feb 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KERN Restricted Stock Units Options Exercise $0 -6,679 -50% $0.000000 6,679 18 Feb 2022 Common Shares 6,679 Direct F1, F3
transaction KERN Restricted Stock Units Options Exercise $0 -6,250 -50% $0.000000 6,250 18 Feb 2022 Common Shares 6,250 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 Represents shares withheld for tax purposes on settlement of RSUs.
F3 The RSUs were granted on October 14, 2019, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
F4 The RSUs were granted on January 18, 2020, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.