Key facts
- This page summarizes Dakin Sloss's Form 4 filing for Heliogen, Inc. (HLGN).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 Jun 2023, 16:15.
Dakin Sloss - 12 Jun 2023 Form 4 Insider Report for Heliogen, Inc. (HLGN)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- HLGN
- Reported as of
- 12 Jun 2023
- Net transaction value
- -$640,085
- SEC form
- 4
- Accepted by SEC
- 14 Jun 2023, 16:15:34 UTC
- Prior SEC filing
- 12 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Taylor Frankel, Authorized Person on behalf of the General Partner of each Reporting Person
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Dakin Sloss filed Form 4 for Heliogen, Inc. (HLGN) on 14 Jun 2023.
Change
- Previous filing in this sequence was filed on 12 Jun 2023.
- Current net transaction value: -$640,085.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HLGN
transaction
Common Stock
Sale
- Transaction value
- $55,962
- Shares
- -275,000
- Change %
- -2%
- Price
- $0.2035
- Shares after
- 13,402,320
- Date
- 12 Jun 2023
- Ownership
- Held by Prime Movers Lab Fund I LP
- Footnotes
- F1, F3, F4
HLGN
transaction
Common Stock
Sale
- Transaction value
- $584,122
- Shares
- -2,925,000
- Change %
- -22%
- Price
- $0.1997
- Shares after
- 10,477,320
- Date
- 13 Jun 2023
- Ownership
- Held by Prime Movers Lab Fund I LP
- Footnotes
- F1, F3, F5
HLGN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,668,457
- Date
- 12 Jun 2023
- Ownership
- Held by Heliogen PML SPV 1 LP
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Held by Prime Movers Lab Fund I LP ("PML"). Prime Movers Lab GP I LLC ("PML GP") is the general partner of PML.
Footnote F2
Held by Heliogen PML SPV 1 LP ("Heliogen PML"). Prime Movers Lab GP II LLC ("PML GP II") is the general partner of Heliogen PML.
Footnote F3
Dakin Sloss is the manager of PML GP and PML GP II and as a result may be deemed to have or share beneficial ownership the securities held by PML and Heliogen PML. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein.
Footnote F4
The price of $0.2035 per share represents a weighted average of purchase prices ranging from $0.1985 to $0.2231 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Footnote F5
The price of $0.1997 per share represents a weighted average of purchase prices ranging from $0.1910 to $0.2101 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.