Dakin Sloss - 08 Jun 2023 Form 4 Insider Report for Heliogen, Inc. (HLGN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 Jun 2023, 18:35:12 UTC
Prior SEC filing
12 Jul 2022
Next SEC filing
14 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Taylor Frankel, Authorized Person on behalf of the General Partner of each Reporting Person

Key filing fact

Dakin Sloss filed Form 4 for Heliogen, Inc. (HLGN) on 12 Jun 2023.

Key facts

  • This page summarizes Dakin Sloss's Form 4 filing for Heliogen, Inc. (HLGN).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 12 Jun 2023, 18:35.

Change

  • Previous filing in this sequence was filed on 12 Jul 2022.
  • Current net transaction value: -$794,160.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HLGN transaction

Common Stock

Sale

Transaction value
$792,634
Shares
-3,593,083
Change %
-21%
Price
$0.2206
Shares after
13,677,320
Date
08 Jun 2023
Ownership
Held by Prime Movers Lab Fund I LP
Footnotes
F1, F4, F5
HLGN transaction

Common Stock

Sale

Transaction value
$1,526
Shares
-6,917
Change %
-100%
Price
$0.2206
Shares after
0
Date
08 Jun 2023
Ownership
Held by Prime Movers Lab Fund II LP
Footnotes
F2, F4, F5
HLGN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,668,457
Date
08 Jun 2023
Ownership
Held by Heliogen PML SPV 1 LP
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Held by Prime Movers Lab Fund I LP ("PML"). Prime Movers Lab GP I LLC ("PML GP") is the general partner of PML.

Footnote F2

Held by Prime Movers Lab Fund II LP ("PML Fund II"). Prime Movers Lab GP II LLC ("PML GP II") is the general partner of PML Fund II.

Footnote F3

Held by Heliogen PML SPV 1 LP ("Heliogen PML"). PML GP II is the general partner of Heliogen PML.

Footnote F4

Dakin Sloss is the manager of PML GP and PML GP II and as a result may be deemed to have or share beneficial ownership the securities held by PML, PML Fund II and Heliogen PML. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein.

Footnote F5

The price of $0.2206 per share represents a weighted average of purchase prices ranging from $0.2134 to $0.2330 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

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