Key facts
- This page summarizes Janet A. Catlett's Form 4 filing for STEPAN CO (SCL).
- 5 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 16 Feb 2023, 17:48.
Janet A. Catlett - 14 Feb 2023 Form 4 Insider Report for STEPAN CO (SCL)
- Reporting relationship
- VP, CHRO
- Issuer ticker
- SCL
- Reported as of
- 14 Feb 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Feb 2023, 17:48:14 UTC
- Prior SEC filing
- 17 Feb 2022
- Next SEC filing
- 21 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Stephanie J. Pacitti, Attorney-in-Fact for Janet A. Catlett
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Janet A. Catlett filed Form 4 for STEPAN CO (SCL) on 16 Feb 2023.
Change
- Previous filing in this sequence was filed on 17 Feb 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SCL
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,917
- Change %
- +37%
- Price
- Shares after
- 7,082
- Date
- 14 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F2
SCL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 274
- Date
- 14 Feb 2023
- Ownership
- By Esop II Trust
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SCL
transaction
Derivative
Performance Shares
Options Exercise
- Transaction value
- Shares
- -1,173
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 14 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,173
- Exercise price
- Footnotes
- F1
SCL
transaction
Derivative
Performance Shares
Award
- Transaction value
- $0
- Shares
- +1,365
- Change %
- Price
- $0.000000
- Shares after
- 1,365
- Date
- 14 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,365
- Exercise price
- Footnotes
- F3
SCL
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +682
- Change %
- Price
- $0.000000
- Shares after
- 682
- Date
- 14 Feb 2023
- Ownership
- Direct
- Underlying class
- Restricted Stock Units
- Underlying amount
- 682
- Exercise price
- Footnotes
- F4, F5
SCL
transaction
Derivative
Stock Appreciation Right
Award
- Transaction value
- $0
- Shares
- +1,898
- Change %
- Price
- $0.000000
- Shares after
- 1,898
- Date
- 14 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,898
- Exercise price
- $109.92
- Footnotes
- F5
SCL
holding
Derivative
Share Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,650
- Date
- 14 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,650
- Exercise price
- Footnotes
- F2, F6, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2022.
Footnote F2
Includes exempt acquisitions under Rule 16a-11 pursuant to dividend reinvestments since the date of the reporting person's last report.
Footnote F3
Each performance share represents a contingent right to receive one share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2025.
Footnote F4
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Stepan Company common stock.
Footnote F5
Vests ratably over three years beginning on the date shown.
Footnote F6
Share Units convert on a one-for-one basis into Common Stock.
Footnote F7
Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.