Thomas S. Harbin - 09 May 2022 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
12 May 2022, 20:55:03 UTC
Prior SEC filing
05 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Adam M. Kleinman, attorney-in-fact

Key filing fact

Thomas S. Harbin filed Form 4 for Great Elm Group, Inc. (GEG) on 12 May 2022.

Key facts

  • This page summarizes Thomas S. Harbin's Form 4 filing for Great Elm Group, Inc. (GEG).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 12 May 2022, 20:55.

Change

  • Previous filing in this sequence was filed on 05 Jan 2022.
  • Current net transaction value: +$12,196.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GEG transaction

Common Stock

Purchase

Transaction value
$3,596
Shares
+2,206
Change %
+0.91%
Price
$1.63
Shares after
243,603
Date
09 May 2022
Ownership
Direct
Footnotes
F1
GEG transaction

Common Stock

Purchase

Transaction value
$8,600
Shares
+5,000
Change %
+2.1%
Price
$1.72
Shares after
248,603
Date
10 May 2022
Ownership
Direct
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.63 to $1.65, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.

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