Key facts
- This page summarizes William J. Rouhana Jr.'s Form 4 filing for Chicken Soup for the Soul Entertainment, Inc..
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 12 Sep 2023, 18:50.
William J. Rouhana Jr. - 11 Sep 2023 Form 4 Insider Report for Chicken Soup for the Soul Entertainment, Inc.
- Reporting relationship
- Chief Executive Officer, Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 11 Sep 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 12 Sep 2023, 18:50:24 UTC
- Prior SEC filing
- 04 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- William J. Rouhana, Jr.
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
William J. Rouhana Jr. filed Form 4 for Chicken Soup for the Soul Entertainment, Inc. on 12 Sep 2023.
Change
- Previous filing in this sequence was filed on 04 Apr 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CSSE
transaction
Class A Common Stock
Other
- Transaction value
- Shares
- +403,799
- Change %
- +12%
- Price
- Shares after
- 3,688,070
- Date
- 11 Sep 2023
- Ownership
- by Chicken Soup for the Soul, LLC
- Footnotes
- F1, F2
CSSE
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 510,108
- Date
- 11 Sep 2023
- Ownership
- by Trema, LLC
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CSSE
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,654,506
- Date
- 11 Sep 2023
- Ownership
- by Chicken Soup for the Soul, LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 7,654,506
- Exercise price
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents shares of the Issuer's Class A common stock issued to Chicken Soup for the Soul, LLC pursuant to the CSS Agreements Modification dated March 30, 2023.
Footnote F2
Chicken Soup for the Soul, LLC, immediate parent of the Issuer, is an entity controlled by reporting person, William J. Rouhana, Jr., the Chief Executive Officer and a Director of the Issuer. This entity was formerly known as Chicken Soup for the Soul Productions, LLC. Chicken Soup for the Soul, LLC is owned by Chicken Soup for the Soul Holdings, LLC, which is also an entity controlled by Mr. Rouhana.
Footnote F3
Trema, LLC is an entity controlled by Mr. Rouhana.
Footnote F4
The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date.