William J. Rouhana Jr - Apr 3, 2023 Form 4 Insider Report for Chicken Soup for the Soul Entertainment, Inc. (CSSE)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: William J. Rouhana, Jr.
Stock symbol: CSSE
Transactions as of: Apr 3, 2023
Transactions value $: $7,728,036
Form type: 4
Date filed: 4/4/2023, 04:03 PM
Next filing: Sep 12, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CSSE	Class A Common Stock	Purchase	$499K	+217K	+74.03%	$2.30	510K	Apr 3, 2023	by Trema, LLC	F1, F2
transaction	CSSE	Class A Common Stock	Purchase	$3.78M	+1.64M	+322.09%	$2.30	2.15M	Apr 3, 2023	by Chicken Soup for the Soul, LLC	F3, F4
transaction	CSSE	Class A Common Stock	Award	$3.45M	+1.13M	+52.54%	$3.05	3.28M	Apr 3, 2023	by Chicken Soup for the Soul, LLC	F4, F5

Showing 1 to 3 of 3 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CSSE	Class B Common Stock						7.65M	Apr 3, 2023	Class A Common Stock	7.65M		By Chicken Soup for the Soul, LLC	F4, F6
holding	CSSE	Class W Warrants						136K	Apr 3, 2023	Class A Common Stock	136K	$7.50	By Trema, LLC	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023.
F2	Trema, LLC is an entity controlled by Mr. Rouhana.
F3	Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023.
F4	Chicken Soup for the Soul, LLC is an entity controlled by Mr. Rouhana. This entity was formerly known as "Chicken Soup for the Soul Productions, LLC".
F5	Represents shares of the Issuer's Class A Common Stock issued to Chicken Soup for the Soul, LLC pursuant to the CSS Agreements Modification dated March 30, 2023.
F6	The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date.