Signature
William J. Rouhana, Jr.
Issuer symbol
N/A
Transactions as of
03 Apr 2023
Net transactions value
+$7,728,036
Form type
4
Filing time
04 Apr 2023, 16:03:40 UTC
Next filing
12 Sep 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSSE Class A Common Stock Purchase $499,100 +217,000 +74% $2.30 510,108 03 Apr 2023 by Trema, LLC F1, F2
transaction CSSE Class A Common Stock Purchase $3,778,934 +1,643,015 +322% $2.30 2,153,123 03 Apr 2023 by Chicken Soup for the Soul, LLC F3, F4
transaction CSSE Class A Common Stock Award $3,450,001 +1,131,148 +53% $3.05 3,284,271 03 Apr 2023 by Chicken Soup for the Soul, LLC F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CSSE Class B Common Stock 7,654,506 03 Apr 2023 Class A Common Stock 7,654,506 By Chicken Soup for the Soul, LLC F4, F6
holding CSSE Class W Warrants 135,608 03 Apr 2023 Class A Common Stock 135,608 $7.50 By Trema, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023.
F2 Trema, LLC is an entity controlled by Mr. Rouhana.
F3 Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023.
F4 Chicken Soup for the Soul, LLC is an entity controlled by Mr. Rouhana. This entity was formerly known as "Chicken Soup for the Soul Productions, LLC".
F5 Represents shares of the Issuer's Class A Common Stock issued to Chicken Soup for the Soul, LLC pursuant to the CSS Agreements Modification dated March 30, 2023.
F6 The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date.