Lanesha Minnix - 03 Aug 2023 Form 4 Insider Report for ECOLAB INC. (ECL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Aug 2023, 16:40:21 UTC
Prior SEC filing
14 Dec 2023
Next SEC filing
08 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David F. Duvick, as Attorney-in-Fact for Lanesha Minnix

Key filing fact

Lanesha Minnix filed Form 4 for ECOLAB INC. (ECL) on 04 Aug 2023.

Key facts

  • This page summarizes Lanesha Minnix's Form 4 filing for ECOLAB INC. (ECL).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 04 Aug 2023, 16:40.

Change

  • Previous filing in this sequence was filed on 14 Dec 2023.
  • Current net transaction value: -$150,883.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ECL transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,690
Change %
Price
$0.000000
Shares after
2,690
Date
03 Aug 2023
Ownership
Direct
ECL transaction

Common Stock

Tax liability

Transaction value
$150,883
Shares
-824
Change %
-31%
Price
$183.11
Shares after
1,866
Date
03 Aug 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ECL transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-2,690
Change %
-33%
Price
Shares after
5,382
Date
03 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,690
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

Footnote F2

Represents the first (out of three) vesting of units from the grant of 8,072 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

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