Lanesha Minnix - May 10, 2023 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
Director
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Stock symbol
AEIS
Transactions as of
May 10, 2023
Transactions value $
-$91,385
Form type
4
Date filed
12/14/2023, 02:53 PM
Previous filing
May 9, 2023
Next filing
Aug 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Sale -$91.4K -1.06K -21.69% $86.05 3.84K May 10, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2022.
F2 Amount includes 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded to the nearest number.

Remarks:

This Form 4 was inadvertently filed late due to an administrative error.