| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEIS | Common Stock | Sale | -$91.4 K | -1.06 K | -21.69% | $86.05 | 3.84 K | May 10, 2023 | Direct | F1, F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2022. |
| F2 | Amount includes 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded to the nearest number. |
This Form 4 was inadvertently filed late due to an administrative error.