Max Wayne Hooper - 22 Apr 2022 Form 4 Insider Report for SIMPLICITY ESPORTS & GAMING Co

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 22 Apr 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 26 Apr 2022, 21:38:05 UTC
Prior SEC filing: 28 Sep 2021
Next SEC filing: 09 May 2022
Source filing: View source filing
Reporting owner signature: /s/ Max Hooper

Key filing fact

Max Wayne Hooper filed Form 4 for SIMPLICITY ESPORTS & GAMING Co on 26 Apr 2022.

Key facts

This page summarizes Max Wayne Hooper's Form 4 filing for SIMPLICITY ESPORTS & GAMING Co.
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 26 Apr 2022, 21:38.

Change

Previous filing in this sequence was filed on 28 Sep 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WINR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,125
Date: 22 Apr 2022
Ownership: Direct

WINR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,813
Date: 22 Apr 2022
Ownership: See Footnote
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WINR transaction Derivative

Stock Option (right to buy)

Award

Transaction value: $0
Shares: +10,000
Change %
Price: $0.000000
Shares after: 10,000
Date: 22 Apr 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $2.77
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Securities are held by Merging Traffic, Inc. The reporting person is Chief Executive Officer, Managing Director and an 18% stockholder of Merging Traffic, Inc. The reporting person has voting and dispositive control over these securities.

Footnote F2

Represents a grant, approved by the issuer's board of directors, of an option to purchase 10,000 shares of the issuer's common stock at an exercise price of $2.77 per share. The option vests with respect to 50% of the shares (5,000 shares) on the date of grant. Thereafter, the option vests with regard to 25% of the shares (2,500 shares) each quarter over the next six months.