Key facts
- This page summarizes Max Wayne Hooper's Form 4 filing for SIMPLICITY ESPORTS & GAMING Co.
- 7 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 28 Sep 2021, 12:51.
Max Wayne Hooper - 28 Dec 2018 Form 4 Insider Report for SIMPLICITY ESPORTS & GAMING Co
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 28 Dec 2018
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Sep 2021, 12:51:37 UTC
- Next SEC filing
- 26 Apr 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Max Hooper
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Max Wayne Hooper filed Form 4 for SIMPLICITY ESPORTS & GAMING Co on 28 Sep 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
WINR
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +625
- Change %
- Price
- $0.000000
- Shares after
- 625
- Date
- 28 Dec 2018
- Ownership
- Direct
- Footnotes
- F1
WINR
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -625
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 28 Dec 2018
- Ownership
- Direct
- Footnotes
- F2
WINR
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +625
- Change %
- Price
- $0.000000
- Shares after
- 625
- Date
- 28 Dec 2018
- Ownership
- Direct
- Footnotes
- F1
WINR
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +2,500
- Change %
- +400%
- Price
- $0.000000
- Shares after
- 3,125
- Date
- 30 Jun 2020
- Ownership
- Direct
- Footnotes
- F1
WINR
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +5,000
- Change %
- +160%
- Price
- $0.000000
- Shares after
- 8,125
- Date
- 01 Sep 2021
- Ownership
- Direct
- Footnotes
- F1
WINR
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +1,813
- Change %
- Price
- $0.000000
- Shares after
- 1,813
- Date
- 28 Dec 2018
- Ownership
- See footnote
- Footnotes
- F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
WINR
transaction
Derivative
Warrant (right to buy)
Other
- Transaction value
- Shares
- +1,250
- Change %
- Price
- Shares after
- 1,250
- Date
- 28 Dec 2018
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 1,250
- Exercise price
- $92.00
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents a grant by the issuer to the reporting person. The grant was approved by the issuer's Board of Directors.
Footnote F2
Bonafide gift of securities by the reporting person.
Footnote F3
On December 28, 2018, Merging Traffic, Inc. ("Merging Traffic") purchased issuer units at a purchase price of $10.00 per unit. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each warrant entitles the holder to purchase one share of the issuer's common stock at an exercise price of $92.00 per share. The reporting person is Chief Executive Officer, Managing Director and an 18% stockholder of Merging Traffic. The reporting person has voting and dispositive control over these securities.
Footnote F4
Securities are held by Merging Traffic. The reporting person is Chief Executive Officer, Managing Director and an 18% stockholder of Merging Traffic. The reporting person has voting and dispositive control over these securities.
SEC remarks
The share information in this Form 4 has been adjusted to give effect to the 1-for-8 reverse stock split of the issuer's common stock that was effective on November 20, 2020.