Max Hooper - Dec 28, 2018 Form 4 Insider Report for SIMPLICITY ESPORTS & GAMING Co (WINR)

Role
Director
Signature
/s/ Max Hooper
Stock symbol
WINR
Transactions as of
Dec 28, 2018
Transactions value $
$0
Form type
4
Date filed
9/28/2021, 12:51 PM
Next filing
Apr 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WINR Common Stock Award $0 +625 $0.00 625 Dec 28, 2018 Direct F1
transaction WINR Common Stock Gift $0 -625 -100% $0.00* 0 Dec 28, 2018 Direct F2
transaction WINR Common Stock Award $0 +625 $0.00 625 Dec 28, 2018 Direct F1
transaction WINR Common Stock Award $0 +2.5K +400% $0.00 3.13K Jun 30, 2020 Direct F1
transaction WINR Common Stock Award $0 +5K +160% $0.00 8.13K Sep 1, 2021 Direct F1
transaction WINR Common Stock Other $0 +1.81K $0.00 1.81K Dec 28, 2018 See footnote F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WINR Warrant (right to buy) Other +1.25K 1.25K Dec 28, 2018 Common Stock 1.25K $92.00 See footnote F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant by the issuer to the reporting person. The grant was approved by the issuer's Board of Directors.
F2 Bonafide gift of securities by the reporting person.
F3 On December 28, 2018, Merging Traffic, Inc. ("Merging Traffic") purchased issuer units at a purchase price of $10.00 per unit. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each warrant entitles the holder to purchase one share of the issuer's common stock at an exercise price of $92.00 per share. The reporting person is Chief Executive Officer, Managing Director and an 18% stockholder of Merging Traffic. The reporting person has voting and dispositive control over these securities.
F4 Securities are held by Merging Traffic. The reporting person is Chief Executive Officer, Managing Director and an 18% stockholder of Merging Traffic. The reporting person has voting and dispositive control over these securities.

Remarks:

The share information in this Form 4 has been adjusted to give effect to the 1-for-8 reverse stock split of the issuer's common stock that was effective on November 20, 2020.