Steven Shelly Hubbard - 16 Jul 2021 Form 4 Insider Report for Stem Holdings, Inc.

Reporting relationship: Secretary, Director
Issuer ticker: N/A
Reported as of: 16 Jul 2021
Net transaction value: +$239,308
SEC form: 4
Accepted by SEC: 10 Sep 2021, 06:09:58 UTC
Source filing: View source filing
Reporting owner signature: /s/ Steven Hubbard

Key filing fact

Steven Shelly Hubbard filed Form 4 for Stem Holdings, Inc. on 10 Sep 2021.

Key facts

This page summarizes Steven Shelly Hubbard's Form 4 filing for Stem Holdings, Inc..
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 10 Sep 2021, 06:09.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$239,308.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STMH transaction

Common Stock

Award

Transaction value: $47,308
Shares: +124,495
Change %: +17%
Price: $0.3800^*
Shares after: 853,007
Date: 16 Jul 2021
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STMH transaction Derivative

Options

Award

Transaction value: $140,000
Shares: +100,000
Change %
Price: $1.40^*
Shares after: 100,000
Date: 01 Jun 2019
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 100,000
Exercise price: $1.40

STMH transaction Derivative

Options

Award

Transaction value: $52,000
Shares: +100,000
Change %: +100%
Price: $0.5200^*
Shares after: 200,000
Date: 01 Jun 2020
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 100,000
Exercise price: $0.5200

^* marks a reported price that did not pass the local price check.

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