Adam Berk - 21 Jul 2020 Form 4 Insider Report for Stem Holdings, Inc.

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
10 Sep 2021, 06:06:06 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Adam Berk

Key filing fact

Adam Berk filed Form 4 for Stem Holdings, Inc. on 10 Sep 2021.

Key facts

  • This page summarizes Adam Berk's Form 4 filing for Stem Holdings, Inc..
  • 10 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 10 Sep 2021, 06:06.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: +$1,759,183.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STMH transaction

Common Stock

Award

Transaction value
$130,717
Shares
+318,822
Change %
+12%
Price
$0.4100*
Shares after
2,897,038
Date
21 Jul 2020
Ownership
Direct
Footnotes
F1
STMH transaction

Common Stock

Award

Transaction value
$26,429
Shares
+64,460
Change %
+2.2%
Price
$0.4100*
Shares after
2,961,498
Date
17 Jul 2020
Ownership
Direct
Footnotes
F1
STMH transaction

Common Stock

Award

Transaction value
$12,300
Shares
+30,000
Change %
+1%
Price
$0.4100*
Shares after
2,991,498
Date
17 Jul 2020
Ownership
Direct
Footnotes
F1
STMH transaction

Common Stock

Award

Transaction value
$12,300
Shares
+30,000
Change %
+1%
Price
$0.4100*
Shares after
3,021,498
Date
17 Jul 2020
Ownership
Direct
Footnotes
F1
STMH transaction

Common Stock

Award

Transaction value
$41,000
Shares
+100,000
Change %
+3.3%
Price
$0.4100*
Shares after
3,121,498
Date
17 Jul 2020
Ownership
Direct
Footnotes
F1
STMH transaction

Common Stock

Award

Transaction value
$49,200
Shares
+120,000
Change %
+3.8%
Price
$0.4100*
Shares after
3,241,498
Date
17 Jul 2020
Ownership
Direct
Footnotes
F1
STMH transaction

Common Stock

Award

Transaction value
$320,487
Shares
+781,676
Change %
+24%
Price
$0.4100*
Shares after
4,023,174
Date
17 Jul 2020
Ownership
Direct
Footnotes
F1
STMH transaction

Common Stock

Award

Transaction value
$960,000
Shares
+3,200,000
Change %
+80%
Price
$0.3000*
Shares after
7,223,174
Date
05 Nov 2020
Ownership
Direct
Footnotes
F1
STMH transaction

Common Stock

Award

Transaction value
$186,750
Shares
+225,000
Change %
+3.1%
Price
$0.8300*
Shares after
7,448,174
Date
03 Feb 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STMH transaction Derivative

Options

Award

Transaction value
$20,000
Shares
+200,000
Change %
Price
$0.1000*
Shares after
200,000
Date
04 Mar 2019
Ownership
Direct
Underlying class
Common
Underlying amount
200,000
Exercise price
$0.1000
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Stock Grant by Company

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