Brian John Hayek - 25 Jun 2021 Form 3 Insider Report for Stem Holdings, Inc.

Reporting relationship
Director
Issuer ticker
N/A
Reported as of
25 Jun 2021
Net transaction value
$0
Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
19 Jul 2021, 16:27:12 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Brian Hayek

Key filing fact

Brian John Hayek filed Form 3 for Stem Holdings, Inc. on 19 Jul 2021.

Key facts

  • This page summarizes Brian John Hayek's Form 3 filing for Stem Holdings, Inc..
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 19 Jul 2021, 16:27.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STMH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,337,752
Date
25 Jun 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STMH holding Derivative

Employee Stock Option (right to buy) 12/28/2018 Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
25 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,538,910
Exercise price
$0.1000
Footnotes
F1
STMH holding Derivative

Stock Purchase Warrant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
25 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
500,000
Exercise price
$0.5000
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

1,346,546 options are available for exercise as of 6/30/2021. 192,364 vest quarterly through 12/31/2021.

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