Tony W. Ho - 03 Dec 2021 Form 4 Insider Report for CRISPR Therapeutics AG (CRSP)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Dec 2021, 19:00:19 UTC
Prior SEC filing
18 Oct 2021
Next SEC filing
10 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael Esposito, attorney-in-fact

Key filing fact

Tony W. Ho filed Form 4 for CRISPR Therapeutics AG (CRSP) on 07 Dec 2021.

Key facts

  • This page summarizes Tony W. Ho's Form 4 filing for CRISPR Therapeutics AG (CRSP).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 07 Dec 2021, 19:00.

Change

  • Previous filing in this sequence was filed on 18 Oct 2021.
  • Current net transaction value: -$872,026.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CRSP transaction

Common Shares

Options Exercise

Transaction value
Shares
+26,667
Change %
+70%
Price
Shares after
64,971
Date
03 Dec 2021
Ownership
Direct
Footnotes
F1, F2
CRSP transaction

Common Shares

Tax liability

Transaction value
$872,026
Shares
-12,607
Change %
-19%
Price
$69.17
Shares after
52,364
Date
06 Dec 2021
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CRSP transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
+26,667
Change %
Price
Shares after
13,333
Date
03 Dec 2021
Ownership
Direct
Underlying class
Common Shares
Underlying amount
26,667
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

Footnote F3

On December 3, 2019, the reporting person was granted 40,000 restricted stock units. On December 3, 2021, 26,667 restricted stock units vested. Amount reported represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of these restricted stock units. This sale is mandated by the Company's RSU Settlement Policy to fund the tax withholding obligation and does not represent a discretionary trade by the reporting person.

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