Troy Lee Reisner - 30 Jun 2023 Form 4 Insider Report for Phunware, Inc. (PHUN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Jul 2023, 18:04:27 UTC
Prior SEC filing
08 Jun 2023
Next SEC filing
03 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ J. Brendhan Botkin, Attorney-in-Fact

Key filing fact

Troy Lee Reisner filed Form 4 for Phunware, Inc. (PHUN) on 07 Jul 2023.

Key facts

  • This page summarizes Troy Lee Reisner's Form 4 filing for Phunware, Inc. (PHUN).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 07 Jul 2023, 18:04.

Change

  • Previous filing in this sequence was filed on 08 Jun 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PHUN transaction

Restricted Stock Units

Award

Transaction value
$0
Shares
+600,000
Change %
Price
$0.000000
Shares after
600,000
Date
30 Jun 2023
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On June 30, 2023, the compensation committee (the "Committee") of the Issuer's board of directors approved a grant to the reporting person in the number of restricted stock units ("RSUs") in Table 1, Box 4 above, pursuant to the Issuer's 2023 Inducement Plan (the "Plan"). Each RSU represents a contingent right to receive one share of Phunware, Inc. common stock. One-third of the RSUs vest on June 3, 2024 and one-third will vest annually in equal installments beginning on June 2, 2025 with the final vesting date occurring on June 1, 2026. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, the Committee, in its discretion, may accelerate the vesting of the balance, or some lesser portion of the balance, of the unvested RSUs at any time, subject to the terms of the Plan.

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