Julie Jordan - 03 Aug 2023 Form 4 Insider Report for Homology Medicines, Inc. (QTTB)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Aug 2023, 21:39:25 UTC
Prior SEC filing
04 Aug 2023
Next SEC filing
18 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Paul Alloway, Attorney-in-Fact for Julie Jordan

Key filing fact

Julie Jordan filed Form 4 for Homology Medicines, Inc. (QTTB) on 07 Aug 2023.

Key facts

  • This page summarizes Julie Jordan's Form 4 filing for Homology Medicines, Inc. (QTTB).
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 07 Aug 2023, 21:39.

Change

  • Previous filing in this sequence was filed on 04 Aug 2023.
  • Current net transaction value: -$2,576.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FIXX transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,548
Change %
+56%
Price
$0.000000
Shares after
4,318
Date
03 Aug 2023
Ownership
Direct
Footnotes
F1
FIXX transaction

Common Stock

Sale

Transaction value
$606
Shares
-436
Change %
-10%
Price
$1.39
Shares after
3,882
Date
03 Aug 2023
Ownership
Direct
Footnotes
F2
FIXX transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+387
Change %
+10%
Price
$0.000000
Shares after
4,269
Date
03 Aug 2023
Ownership
Direct
Footnotes
F1
FIXX transaction

Common Stock

Sale

Transaction value
$152
Shares
-109
Change %
-2.6%
Price
$1.39
Shares after
4,160
Date
03 Aug 2023
Ownership
Direct
Footnotes
F2
FIXX transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+4,644
Change %
+112%
Price
$0.000000
Shares after
8,804
Date
03 Aug 2023
Ownership
Direct
Footnotes
F1
FIXX transaction

Common Stock

Sale

Transaction value
$1,818
Shares
-1,308
Change %
-15%
Price
$1.39
Shares after
7,496
Date
03 Aug 2023
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FIXX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-1,548
Change %
-100%
Price
Shares after
0
Date
03 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,548
Exercise price
Footnotes
F1, F4
FIXX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-387
Change %
-100%
Price
Shares after
0
Date
03 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
387
Exercise price
Footnotes
F1, F4
FIXX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-4,644
Change %
-100%
Price
Shares after
0
Date
03 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,644
Exercise price
Footnotes
F1, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Julie Jordan is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 5 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date.

Footnote F2

The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 instruction entered into on May 27, 2022 solely with the intent to cover taxes in connection with the vesting of certain previously reported restricted stock units.

Footnote F3

The sales reported in the Form 4 were effected pursuant to a mandatory sell to cover arrangement solely with the intent to cover taxes in connection with the vesting of certain previously reported restricted stock units.

Footnote F4

Vesting for a portion of the restricted stock units was accelerated and such portion vested and settled on August 3, 2023. The restricted stock units would otherwise have vested and settled as to one half of the restricted stock units on each of January 1, 2024 and January 1, 2025. The remaining restricted stock units have been automatically cancelled and forfeited.

Footnote F5

Vesting for a portion of the restricted stock units was accelerated and such portion vested and settled on August 3, 2023. The restricted stock units would otherwise have vested and settled as to one third of the restricted stock units on each of the first three anniversaries of January 1, 2023 so that such restricted stock units would have become fully vested on January 1, 2026. The remaining restricted stock units have been automatically cancelled and forfeited.

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