Julie Jordan - Aug 2, 2023 Form 4 Insider Report for Homology Medicines, Inc. (FIXX)

Signature
/s/ Paul Alloway, Attorney-in-Fact for Julie Jordan
Stock symbol
FIXX
Transactions as of
Aug 2, 2023
Transactions value $
-$130
Form type
4
Date filed
8/4/2023, 04:08 PM
Previous filing
Mar 16, 2023
Next filing
Aug 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FIXX Common Stock Options Exercise $0 +350 +13.89% $0.00 2.87K Aug 2, 2023 Direct F1
transaction FIXX Common Stock Sale -$130 -99 -3.45% $1.31 2.77K Aug 2, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FIXX Restricted Stock Units Options Exercise -350 -100% 0 Aug 2, 2023 Common Stock 350 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date.
F2 The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 instruction entered into on September 14, 2021 solely with the intent to cover taxes in connection with the vesting of certain previously reported restricted stock units.
F3 The restricted stock units vested and settled in full on August 2, 2023.