Key facts
- This page summarizes Ledger Susan St.'s Form 4 filing for Okta, Inc. (OKTA).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 19 Dec 2022, 17:29.
Ledger Susan St. - 15 Dec 2022 Form 4 Insider Report for Okta, Inc. (OKTA)
- Reporting relationship
- President, Worldwide Field Operations
- Issuer ticker
- OKTA
- Reported as of
- 15 Dec 2022
- Net transaction value
- -$168,802
- SEC form
- 4
- Accepted by SEC
- 19 Dec 2022, 17:29:30 UTC
- Prior SEC filing
- 26 Sep 2022
- Next SEC filing
- 22 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- Larissa Schwartz, attorney-in-fact of the Reporting Person
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ledger Susan St. filed Form 4 for Okta, Inc. (OKTA) on 19 Dec 2022.
Change
- Previous filing in this sequence was filed on 26 Sep 2022.
- Current net transaction value: -$168,802.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OKTA
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,695
- Change %
- +4.1%
- Price
- $0.000000
- Shares after
- 68,652
- Date
- 15 Dec 2022
- Ownership
- Direct
OKTA
transaction
Class A Common Stock
Sale
- Transaction value
- $91,277
- Shares
- -1,354
- Change %
- -2%
- Price
- $67.41
- Shares after
- 67,298
- Date
- 16 Dec 2022
- Ownership
- Direct
- Footnotes
- F1, F2
OKTA
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,290
- Change %
- +3.4%
- Price
- $0.000000
- Shares after
- 69,588
- Date
- 15 Dec 2022
- Ownership
- Direct
OKTA
transaction
Class A Common Stock
Sale
- Transaction value
- $77,525
- Shares
- -1,150
- Change %
- -1.7%
- Price
- $67.41
- Shares after
- 68,438
- Date
- 16 Dec 2022
- Ownership
- Direct
- Footnotes
- F1, F2
OKTA
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 27
- Date
- 15 Dec 2022
- Ownership
- By Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
OKTA
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,695
- Change %
- -10%
- Price
- $0.000000
- Shares after
- 24,261
- Date
- 15 Dec 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,695
- Exercise price
- Footnotes
- F3, F4
OKTA
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,290
- Change %
- -7.1%
- Price
- $0.000000
- Shares after
- 29,771
- Date
- 15 Dec 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,290
- Exercise price
- Footnotes
- F3, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
Footnote F2
The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $66.44 to $68.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade.
Footnote F3
Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
Footnote F4
25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Footnote F5
6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
SEC remarks
President, Worldwide Field Operations