Ledger Susan St. - Dec 20, 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 20, 2022
Transactions value $
$0
Form type
4
Date filed
12/22/2022, 05:44 PM
Previous filing
Dec 19, 2022
Next filing
Dec 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +138 +0.8% 17.3K Dec 20, 2022 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +11.3K +65.04% 28.5K Dec 20, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -138 -100% $0.00* 0 Dec 20, 2022 Class A Common Stock 138 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -11.3K -25% $0.00 33.8K Dec 20, 2022 Class B Common Stock 11.3K Direct F4, F5
transaction HCP Class B Common Stock Options Exercise $0 +11.3K +10.53% $0.00 118K Dec 20, 2022 Class A Common Stock 11.3K Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -11.3K -9.53% $0.00 107K Dec 20, 2022 Class A Common Stock 11.3K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The RSUs vested in full on December 20, 2022.
F4 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F5 The remaining RSUs vest in three equal quarterly installments beginning on March 20, 2023.