Key facts
- This page summarizes Shehnaaz Suliman's Form 4 filing for Alector, Inc. (ALEC).
- 8 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 14 Dec 2021, 19:23.
Shehnaaz Suliman - 10 Dec 2021 Form 4 Insider Report for Alector, Inc. (ALEC)
- Reporting relationship
- President and COO
- Issuer ticker
- ALEC
- Reported as of
- 10 Dec 2021
- Net transaction value
- -$640,816
- SEC form
- 4
- Accepted by SEC
- 14 Dec 2021, 19:23:09 UTC
- Prior SEC filing
- 10 Dec 2021
- Next SEC filing
- 17 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Oh, by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Shehnaaz Suliman filed Form 4 for Alector, Inc. (ALEC) on 14 Dec 2021.
Change
- Previous filing in this sequence was filed on 10 Dec 2021.
- Current net transaction value: -$640,816.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALEC
transaction
Common Stock
Options Exercise
- Transaction value
- $1,292,250
- Shares
- +75,000
- Change %
- +73%
- Price
- $17.23
- Shares after
- 177,598
- Date
- 10 Dec 2021
- Ownership
- Direct
ALEC
transaction
Common Stock
Sale
- Transaction value
- $1,433,975
- Shares
- -66,126
- Change %
- -37%
- Price
- $21.69
- Shares after
- 111,472
- Date
- 10 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F2
ALEC
transaction
Common Stock
Sale
- Transaction value
- $198,192
- Shares
- -8,874
- Change %
- -8%
- Price
- $22.33
- Shares after
- 102,598
- Date
- 10 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F3
ALEC
transaction
Common Stock
Options Exercise
- Transaction value
- $1,292,250
- Shares
- +75,000
- Change %
- +73%
- Price
- $17.23
- Shares after
- 177,598
- Date
- 13 Dec 2021
- Ownership
- Direct
ALEC
transaction
Common Stock
Sale
- Transaction value
- $1,356,347
- Shares
- -64,102
- Change %
- -36%
- Price
- $21.16
- Shares after
- 113,496
- Date
- 13 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F4
ALEC
transaction
Common Stock
Sale
- Transaction value
- $236,802
- Shares
- -10,898
- Change %
- -9.6%
- Price
- $21.73
- Shares after
- 102,598
- Date
- 13 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALEC
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -75,000
- Change %
- -16%
- Price
- $0.000000
- Shares after
- 380,187
- Date
- 10 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 75,000
- Exercise price
- $17.23
- Footnotes
- F6
ALEC
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -75,000
- Change %
- -20%
- Price
- $0.000000
- Shares after
- 305,187
- Date
- 13 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 75,000
- Exercise price
- $17.23
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.18 to $22.155, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.205 to $22.54, inclusive.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.56 to $21.55, inclusive.
Footnote F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.565 to $21.92, inclusive.
Footnote F6
One-fourth of the shares subject to the option grant vested on December 9, 2020, and 1/48th vest monthly thereafter.