Key facts
- This page summarizes Justin Rose's Form 4 filing for Lifevantage Corp (LFVN).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Jan 2022, 15:06.
Justin Rose - 01 Jan 2022 Form 4 Insider Report for Lifevantage Corp (LFVN)
- Reporting relationship
- Chief Sales Officer
- Issuer ticker
- LFVN
- Reported as of
- 01 Jan 2022
- Net transaction value
- -$7,786
- SEC form
- 4
- Accepted by SEC
- 04 Jan 2022, 15:06:14 UTC
- Prior SEC filing
- 05 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- Alissa Neufeld, Power of Attorney for Justin Rose
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Justin Rose filed Form 4 for Lifevantage Corp (LFVN) on 04 Jan 2022.
Change
- Previous filing in this sequence was filed on 05 Oct 2021.
- Current net transaction value: -$7,786.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LFVN
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +215
- Change %
- +0.12%
- Price
- $0.000000
- Shares after
- 175,377
- Date
- 01 Jan 2022
- Ownership
- Direct
- Footnotes
- F1, F2
LFVN
transaction
Common Stock
Tax liability
- Transaction value
- $7,786
- Shares
- -1,232
- Change %
- -0.7%
- Price
- $6.32
- Shares after
- 174,145
- Date
- 01 Jan 2022
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LFVN
transaction
Derivative
Performance Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -215
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 430
- Date
- 01 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 215
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units.
Footnote F2
Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis.
Footnote F3
These shares were withheld to satisfy tax withholding obligations in connection with the vesting of PSU awards and stock unit awards granted to the reporting person on December 5, 2019, August 28, 2020 and September 3, 2020.