Michael R. Dumais - 25 Feb 2022 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Mar 2022, 16:10:03 UTC
Prior SEC filing
08 Feb 2022
Next SEC filing
18 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Dana Ng as Attorney-In-Fact

Key filing fact

Michael R. Dumais filed Form 4 for RAYTHEON TECHNOLOGIES CORP (RTX) on 01 Mar 2022.

Key facts

  • This page summarizes Michael R. Dumais's Form 4 filing for RAYTHEON TECHNOLOGIES CORP (RTX).
  • 10 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 01 Mar 2022, 16:10.

Change

  • Previous filing in this sequence was filed on 08 Feb 2022.
  • Current net transaction value: -$1,427,682.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RTX transaction

Common Stock

Options Exercise

Transaction value
$1,086,540
Shares
+13,000
Change %
+18%
Price
$83.58
Shares after
85,390
Date
25 Feb 2022
Ownership
Direct
Footnotes
F1
RTX transaction

Common Stock

Sale

Transaction value
$184,084
Shares
-1,883
Change %
-2.2%
Price
$97.76
Shares after
83,507
Date
25 Feb 2022
Ownership
Direct
RTX transaction

Common Stock

Sale

Transaction value
$488,655
Shares
-5,000
Change %
-6%
Price
$97.73
Shares after
78,507
Date
25 Feb 2022
Ownership
Direct
RTX transaction

Common Stock

Disposed to Issuer

Transaction value
$1,086,464
Shares
-11,117
Change %
-14%
Price
$97.73
Shares after
67,390
Date
25 Feb 2022
Ownership
Direct
RTX transaction

Common Stock

Options Exercise

Transaction value
$1,154,574
Shares
+13,814
Change %
+20%
Price
$83.58
Shares after
81,204
Date
28 Feb 2022
Ownership
Direct
Footnotes
F1
RTX transaction

Common Stock

Sale

Transaction value
$247,925
Shares
-2,443
Change %
-3%
Price
$101.48
Shares after
78,761
Date
28 Feb 2022
Ownership
Direct
RTX transaction

Common Stock

Sale

Transaction value
$507,170
Shares
-5,000
Change %
-6.3%
Price
$101.43
Shares after
73,761
Date
28 Feb 2022
Ownership
Direct
RTX transaction

Common Stock

Disposed to Issuer

Transaction value
$1,154,498
Shares
-11,371
Change %
-15%
Price
$101.53
Shares after
62,390
Date
28 Feb 2022
Ownership
Direct
RTX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,879
Date
25 Feb 2022
Ownership
By Savings Plan Trustee

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RTX transaction Derivative

Stock Appreciation Right

Options Exercise

Transaction value
$0
Shares
-13,000
Change %
-48%
Price
$0.000000
Shares after
13,814
Date
25 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,000
Exercise price
$83.58
RTX transaction Derivative

Stock Appreciation Right

Options Exercise

Transaction value
$0
Shares
-13,814
Change %
-100%
Price
$0.000000*
Shares after
0
Date
28 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,814
Exercise price
$83.58
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

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