Michael R. Dumais - Feb 5, 2022 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Role
EVP,Chf Transformation Officer
Signature
/s/ Dana Ng as Attorney-In-Fact
Stock symbol
RTX
Transactions as of
Feb 5, 2022
Transactions value $
-$1,529,084
Form type
4
Date filed
2/8/2022, 04:40 PM
Previous filing
Jan 5, 2022
Next filing
Mar 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $0 +26.4K +55.75% $0.00 73.8K Feb 5, 2022 Direct F1
transaction RTX Common Stock Options Exercise $0 +15K +20.39% $0.00 88.8K Feb 5, 2022 Direct F1
transaction RTX Common Stock Tax liability -$629K -6.76K -7.61% $93.01 82.1K Feb 5, 2022 Direct
transaction RTX Common Stock Tax liability -$901K -9.68K -11.8% $93.01 72.4K Feb 5, 2022 Direct
holding RTX Common Stock 1.87K Feb 5, 2022 By Savings Plan Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Restricted Stock Units Options Exercise $0 -15K -15.42% $0.00 82.5K Feb 5, 2022 Common Stock 15K Direct F1, F2
transaction RTX Restricted Stock Units Options Exercise $0 -26.4K -32% $0.00 56.1K Feb 5, 2022 Common Stock 26.4K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2 Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019.
F3 Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.