Key facts
- This page summarizes Lynn H. Fuller's Form 4 filing for HEARTLAND FINANCIAL USA INC.
- 8 reported transactions and 8 derivative rows are listed below.
- Accepted by SEC: 01 Mar 2022, 13:16.
Lynn H. Fuller - 01 Mar 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC
- Reporting relationship
- Regional President, EVP
- Issuer ticker
- N/A
- Reported as of
- 01 Mar 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Mar 2022, 13:16:37 UTC
- Prior SEC filing
- 10 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lynn H. Fuller
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Lynn H. Fuller filed Form 4 for HEARTLAND FINANCIAL USA INC on 01 Mar 2022.
Change
- Previous filing in this sequence was filed on 10 Jan 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HTLF
transaction
Common Stock
Options Exercise
- Transaction value
- $13,033
- Shares
- +254
- Change %
- +1.8%
- Price
- $51.31
- Shares after
- 14,079
- Date
- 01 Mar 2022
- Ownership
- Direct
HTLF
transaction
Common Stock
Options Exercise
- Transaction value
- $20,062
- Shares
- +391
- Change %
- +2.8%
- Price
- $51.31
- Shares after
- 14,470
- Date
- 01 Mar 2022
- Ownership
- Direct
HTLF
transaction
Common Stock
Options Exercise
- Transaction value
- $17,651
- Shares
- +344
- Change %
- +2.4%
- Price
- $51.31
- Shares after
- 14,814
- Date
- 01 Mar 2022
- Ownership
- Direct
HTLF
transaction
Common Stock
Options Exercise
- Transaction value
- $48,539
- Shares
- +946
- Change %
- +6.4%
- Price
- $51.31
- Shares after
- 15,760
- Date
- 01 Mar 2022
- Ownership
- Direct
HTLF
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,825
- Date
- 01 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
HTLF
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 210,319
- Date
- 01 Mar 2022
- Ownership
- As Trustee
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HTLF
transaction
Derivative
2019 Performance Based Restricted Stock (3-year performance)
Tax liability
- Transaction value
- $48,539
- Shares
- -946
- Change %
- -50%
- Price
- $51.31
- Shares after
- 946
- Date
- 01 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F2
HTLF
transaction
Derivative
2019 Time-Based Restricted Stock
Tax liability
- Transaction value
- $13,033
- Shares
- -254
- Change %
- -50%
- Price
- $51.31
- Shares after
- 254
- Date
- 01 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F4
HTLF
transaction
Derivative
2020 Time-Based Restricted Stock
Tax liability
- Transaction value
- $20,062
- Shares
- -391
- Change %
- -50%
- Price
- $51.31
- Shares after
- 391
- Date
- 01 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F5
HTLF
transaction
Derivative
2021 Time-Based Restricted Stock
Tax liability
- Transaction value
- $17,651
- Shares
- -344
- Change %
- -50%
- Price
- $51.31
- Shares after
- 344
- Date
- 01 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F6
HTLF
holding
Derivative
2019 Performance Based Restricted Stock (3-year performance)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 01 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,096
- Exercise price
- Footnotes
- F1, F2
HTLF
holding
Derivative
2019 Time-Based Restricted Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 508
- Date
- 01 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 508
- Exercise price
- Footnotes
- F3, F4
HTLF
holding
Derivative
2020 Time-Based Restricted Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 01 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,124
- Exercise price
- Footnotes
- F3, F5
HTLF
holding
Derivative
2021 Time-Based Restricted Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 01 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,499
- Exercise price
- Footnotes
- F3, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Lynn H. Fuller is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
Of these shares 2,143.8223 are held in Jt. Ten.
Footnote F2
These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Footnote F3
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Footnote F4
Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
Footnote F5
Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
Footnote F6
Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.