Lynn H. Fuller - 23 Dec 2021 Form 4/A - Amendment Insider Report for HEARTLAND FINANCIAL USA INC

Role
Regional President, EVP
Signature
/s/ Lynn H. Fuller
Issuer symbol
N/A
Transactions as of
23 Dec 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
10 Jan 2022, 12:05:39 UTC
Date Of Original Report
22 Dec 2021
Previous filing
22 Dec 2021
Next filing
01 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Gift $0 -100 -0.05% $0.000000 210,319 23 Dec 2021 As Trustee F2
holding HTLF Common Stock 13,825 23 Dec 2021 Direct F1
holding HTLF Common Stock 210,419 23 Dec 2021 As Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2019 Performance Based Restricted Stock (3-year performance) 0 23 Dec 2021 Common Stock 1,096 Direct F1, F3
holding HTLF 2019 Time-Based Restricted Stock 0 23 Dec 2021 Common Stock 365 Direct F4, F5
holding HTLF 2020 Performance Based Restricted Stock (3-year performance) 0 23 Dec 2021 Common Stock 1,686 Direct F4, F6
holding HTLF 2020 Time-Based Restricted Stock 0 23 Dec 2021 Common Stock 1,124 Direct F4, F7
holding HTLF 2021 Performance Based Restricted Stock (3-year performance) 0 23 Dec 2021 Common Stock 2,249 Direct F4, F8
holding HTLF 2021 Time-Based Restricted Stock 0 23 Dec 2021 Common Stock 1,499 Direct F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,143.8223 are held in Jt. Ten.
F2 The original Form 4, filed on December 22, 2021, is being amended by this form 4 to correct an error, which misreported the transaction date and total shares gifted.
F3 These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
F6 These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
F7 Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
F8 These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
F9 Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.