Lynn H. Fuller - Dec 23, 2021 Form 4/A - Amendment Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Regional President, EVP
Signature
/s/ Lynn H. Fuller
Stock symbol
HTLF
Transactions as of
Dec 23, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
1/10/2022, 12:05 PM
Date Of Original Report
Dec 22, 2021
Previous filing
Dec 22, 2021
Next filing
Mar 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Gift $0 -100 -0.05% $0.00 210K Dec 23, 2021 As Trustee F2
holding HTLF Common Stock 13.8K Dec 23, 2021 Direct F1
holding HTLF Common Stock 210K Dec 23, 2021 As Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2019 Performance Based Restricted Stock (3-year performance) 0 Dec 23, 2021 Common Stock 1.1K Direct F1, F3
holding HTLF 2019 Time-Based Restricted Stock 0 Dec 23, 2021 Common Stock 365 Direct F4, F5
holding HTLF 2020 Performance Based Restricted Stock (3-year performance) 0 Dec 23, 2021 Common Stock 1.69K Direct F4, F6
holding HTLF 2020 Time-Based Restricted Stock 0 Dec 23, 2021 Common Stock 1.12K Direct F4, F7
holding HTLF 2021 Performance Based Restricted Stock (3-year performance) 0 Dec 23, 2021 Common Stock 2.25K Direct F4, F8
holding HTLF 2021 Time-Based Restricted Stock 0 Dec 23, 2021 Common Stock 1.5K Direct F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,143.8223 are held in Jt. Ten.
F2 The original Form 4, filed on December 22, 2021, is being amended by this form 4 to correct an error, which misreported the transaction date and total shares gifted.
F3 These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
F6 These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
F7 Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
F8 These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
F9 Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.