Peter A. Reed - 16 Sep 2022 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Reporting relationship: Chief Executive Officer
Issuer ticker: GEG
Reported as of: 16 Sep 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 20 Sep 2022, 21:22:38 UTC
Prior SEC filing: 28 Sep 2021
Source filing: View source filing
Reporting owner signature: /s/ Adam M. Kleinman, attorney-in-fact

Key filing fact

Peter A. Reed filed Form 4 for Great Elm Group, Inc. (GEG) on 20 Sep 2022.

Key facts

This page summarizes Peter A. Reed's Form 4 filing for Great Elm Group, Inc. (GEG).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 20 Sep 2022, 21:22.

Change

Previous filing in this sequence was filed on 28 Sep 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GEG transaction Derivative

Option (right to buy)

Award

Transaction value: $0
Shares: +125,000
Change %
Price: $0.000000
Shares after: 125,000
Date: 16 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 125,000
Exercise price: $3.60
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On September 16, 2022, Great Elm Group, Inc. ("GEG") amended the award agreement for certain options previously granted to Mr. Reed to extend the term of options to purchase 125,000 shares of GEG's common stock until September 18, 2027.