Tony Scavuzzo - 20 Oct 2022 Form 3 Insider Report for Third Coast Bancshares, Inc. (TCBX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
01 Nov 2022, 20:29:04 UTC
Prior SEC filing
29 Nov 2021
Next SEC filing
16 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/S/ TONY SCAVUZZO

Key filing fact

Tony Scavuzzo filed Form 3 for Third Coast Bancshares, Inc. (TCBX) on 01 Nov 2022.

Key facts

  • This page summarizes Tony Scavuzzo's Form 3 filing for Third Coast Bancshares, Inc. (TCBX).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 01 Nov 2022, 20:29.

Change

  • Previous filing in this sequence was filed on 29 Nov 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TCBX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
0
Date
20 Oct 2022
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The reporting person is a managing principal of Castle Creek Capital VIII LLC, the general partner of Castle Creek Capital Partners VIII, LP ("Fund VIII") and Castle Creek Capital Partners VIII Co-Investment Fund A, LP ("Fund VIII Co-Invest"). The reporting person disclaims beneficial ownership of (i) 30,000 shares and 5,750 shares of the issuer's Series A convertible perpetual preferred stock owned by Fund VIII and Fund VIII Co-Invest, respectively, and (ii) 119,000 warrants to purchase the issuer's common stock owned by Fund VIII, in each case except to the extent of his pecuniary interest in Fund VIII, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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