Tony Scavuzzo - Jun 30, 2023 Form 3 Insider Report for Pathfinder Bancorp, Inc. (PBHC)

Role: Director
Signature: Tony Scavuzzo
Stock symbol: PBHC
Transactions as of: Jun 30, 2023
Transactions value $: $0
Form type: 3
Date filed: 2/16/2024, 03:18 PM
Previous filing: Nov 1, 2022
Next filing: Jul 2, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PBHC	Common Stock						0	Jun 30, 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person is a managing principal of Castle Creek Capital Partners Fund VII, LP ("Fund VII"). The reporting person disclaims any beneficial ownership of the (i) 409,908 shares of the issuer's Common Stock, (ii) 1,380,283 shares of the issuer's Non-Voting Common Stock and (iii) warrants to purchase 125,000 shares of the issuer's Common Stock held by Fund VII, in each case, except to the extent of the reporting person's pecuniary interest therein.

Content

The reporting person is a managing principal of Castle Creek Capital Partners Fund VII, LP ("Fund VII"). The reporting person disclaims any beneficial ownership of the (i) 409,908 shares of the issuer's Common Stock, (ii) 1,380,283 shares of the issuer's Non-Voting Common Stock and (iii) warrants to purchase 125,000 shares of the issuer's Common Stock held by Fund VII, in each case, except to the extent of the reporting person's pecuniary interest therein.