James M. Conniff - 10 May 2021 Form 4 Insider Report for GATX CORP (GATX)

Reporting relationship: Special Advisor
Issuer ticker: GATX
Reported as of: 10 May 2021
Net transaction value: -$360,586
SEC form: 4
Accepted by SEC: 12 May 2021, 13:42:08 UTC
Prior SEC filing: 11 May 2021
Source filing: View source filing
Reporting owner signature: Lisa M. Ibarra, by Power of Attorney on behalf of James M. Conniff

Key filing fact

James M. Conniff filed Form 4 for GATX CORP (GATX) on 12 May 2021.

Key facts

This page summarizes James M. Conniff's Form 4 filing for GATX CORP (GATX).
5 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 12 May 2021, 13:42.

Change

Previous filing in this sequence was filed on 11 May 2021.
Current net transaction value: -$360,586.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GATX transaction

Common Stock

Options Exercise

Transaction value: $137,042
Shares: +1,916
Change %
Price: $71.52
Shares after: 1,916
Date: 10 May 2021
Ownership: Direct

GATX transaction

Common Stock

Options Exercise

Transaction value: $585,774
Shares: +8,400
Change %: +438%
Price: $69.74
Shares after: 10,316
Date: 10 May 2021
Ownership: Direct

GATX transaction

Common Stock

Sale

Transaction value: $1,083,402
Shares: -10,316
Change %: -100%
Price: $105.02
Shares after: 0
Date: 10 May 2021
Ownership: Direct
Footnotes: F1

GATX holding

Common Stock 401(k)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 518
Date: 10 May 2021
Ownership: 401(k) shares

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GATX transaction Derivative

2018 NQ Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -8,400
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 10 May 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 8,400
Exercise price: $69.74

GATX transaction Derivative

2019 NQ Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -1,916
Change %: -21%
Price: $0.000000
Shares after: 7,084
Date: 10 May 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,916
Exercise price: $71.52

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents the weighted average sale price. The highest price at which shares were sold was $105.0900 and the lowest price at which shares were sold was $105.0000.