James M. Conniff - May 7, 2021 Form 4 Insider Report for GATX CORP (GATX)

Role
Special Advisor
Signature
Lisa M. Ibarra, by Power of Attorney on behalf of James M. Conniff
Stock symbol
GATX
Transactions as of
May 7, 2021
Transactions value $
-$366,039
Form type
4
Date filed
5/11/2021, 07:07 PM
Next filing
May 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATX Common Stock Options Exercise $538K +8.8K $61.18 8.8K May 7, 2021 Direct
transaction GATX Common Stock Sale -$316K -3.1K -35.23% $101.99 5.7K May 7, 2021 Direct F1
transaction GATX Common Stock Sale -$493K -4.77K -83.75% $103.31 926 May 7, 2021 Direct F2
transaction GATX Common Stock Sale -$54.6K -526 -56.8% $103.75 400 May 7, 2021 Direct F3
transaction GATX Common Stock Sale -$40.4K -400 -100% $101.07 0 May 7, 2021 Direct F4
holding GATX Common Stock 401 (k) 518 May 7, 2021 401 (k) shares

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATX 2017 NQ Stock Option (Right to Buy) Options Exercise $0 -8.8K -100% $0.00* 0 May 7, 2021 Common Stock 8.8K $61.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average sale price. The highest price at which shares were sold was $102.3684 and the lowest price at which shares were sold was $101.4000.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $103.6600 and the lowest price at which shares were sold was $102.6764.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $103.8200 and the lowest price at which shares were sold was 103.7100.
F4 Represents the weighted average sale price. The highest price at which shares were sold was $101.3300 and the lowest price at which shares were sold was $100.3800.