Key facts
- This page summarizes Cynthia H. Zipperle's Form 4 filing for HUMANA INC (HUM).
- 0 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 31 Mar 2022, 09:36.
Cynthia H. Zipperle - 31 Mar 2022 Form 4 Insider Report for HUMANA INC (HUM)
- Reporting relationship
- SVP, Chief Acct Officer & Cont
- Issuer ticker
- HUM
- Reported as of
- 31 Mar 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 31 Mar 2022, 09:36:59 UTC
- Prior SEC filing
- 24 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- Cynthia H. Zipperle
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Cynthia H. Zipperle filed Form 4 for HUMANA INC (HUM) on 31 Mar 2022.
Change
- Previous filing in this sequence was filed on 24 Mar 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HUM
holding
Humana Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,723
- Date
- 31 Mar 2022
- Ownership
- Direct
HUM
holding
Humana Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 905
- Date
- 31 Mar 2022
- Ownership
- See Footnote
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HUM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 238
- Date
- 31 Mar 2022
- Ownership
- Direct
- Underlying class
- Humana Common
- Underlying amount
- 238
- Exercise price
- Footnotes
- F2, F3
HUM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 410
- Date
- 31 Mar 2022
- Ownership
- Direct
- Underlying class
- Humana Common
- Underlying amount
- 410
- Exercise price
- Footnotes
- F2, F4
HUM
holding
Derivative
Phantom Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 302
- Date
- 31 Mar 2022
- Ownership
- See Footnote
- Underlying class
- Humana Common
- Underlying amount
- 302
- Exercise price
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Cynthia H. Zipperle is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
Shares held for the benefit of reporting person as of February 28, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Footnote F2
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Footnote F3
Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
Footnote F4
Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Footnote F5
Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.