Cynthia H. Zipperle - 22 Mar 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role: SVP, Chief Acct Officer & Cont
Signature: Cynthia H. Zipperle
Issuer symbol: HUM
Transactions as of: 22 Mar 2022
Net transactions value: +$3,946
Form type: 4
Filing time: 24 Mar 2022, 10:28:04 UTC
Previous filing: 01 Mar 2022
Next filing: 31 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HUM	Humana Common						5,723	22 Mar 2022	Direct
holding	HUM	Humana Common						905	22 Mar 2022	See Footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Phantom Stock Units	Other	$3,946	+9	+3.1%	$438.43	302	22 Mar 2022	Humana Common	9		See Footnote	F5
holding	HUM	Restricted Stock Units						238	22 Mar 2022	Humana Common	238		Direct	F2, F3
holding	HUM	Restricted Stock Units						410	22 Mar 2022	Humana Common	410		Direct	F2, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares held for the benefit of reporting person as of February 28, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2	Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F3	Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F4	Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F5	Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.