Key facts
- This page summarizes James C. Collins Jr.'s Form 4 filing for Corteva, Inc. (CTVA).
- 8 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 12 Aug 2021, 17:54.
James C. Collins Jr. - 10 Aug 2021 Form 4 Insider Report for Corteva, Inc. (CTVA)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- CTVA
- Reported as of
- 10 Aug 2021
- Net transaction value
- -$1,202,098
- SEC form
- 4
- Accepted by SEC
- 12 Aug 2021, 17:54:00 UTC
- Prior SEC filing
- 20 May 2021
- Next SEC filing
- 04 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/Abigail Jarrell, by power-of-attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James C. Collins Jr. filed Form 4 for Corteva, Inc. (CTVA) on 12 Aug 2021.
Change
- Previous filing in this sequence was filed on 20 May 2021.
- Current net transaction value: -$1,202,098.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CTVA
transaction
Common Stock
Options Exercise
- Transaction value
- $3,164,918
- Shares
- +75,463
- Change %
- +23%
- Price
- $41.94
- Shares after
- 398,358
- Date
- 10 Aug 2021
- Ownership
- Direct
- Footnotes
- F1, F2
CTVA
transaction
Common Stock
Tax liability
- Transaction value
- $3,164,926
- Shares
- -69,666
- Change %
- -17%
- Price
- $45.43
- Shares after
- 328,692
- Date
- 10 Aug 2021
- Ownership
- Direct
- Footnotes
- F3
CTVA
transaction
Common Stock
Tax liability
- Transaction value
- $121,026
- Shares
- -2,664
- Change %
- -0.81%
- Price
- $45.43
- Shares after
- 326,028
- Date
- 10 Aug 2021
- Ownership
- Direct
- Footnotes
- F4, F5
CTVA
transaction
Common Stock
Options Exercise
- Transaction value
- $5,168,877
- Shares
- +165,563
- Change %
- +51%
- Price
- $31.22
- Shares after
- 491,591
- Date
- 10 Aug 2021
- Ownership
- Direct
CTVA
transaction
Common Stock
Tax liability
- Transaction value
- $5,168,889
- Shares
- -113,777
- Change %
- -23%
- Price
- $45.43
- Shares after
- 377,814
- Date
- 10 Aug 2021
- Ownership
- Direct
- Footnotes
- F3
CTVA
transaction
Common Stock
Tax liability
- Transaction value
- $1,081,052
- Shares
- -23,796
- Change %
- -6.3%
- Price
- $45.43
- Shares after
- 354,018
- Date
- 10 Aug 2021
- Ownership
- Direct
- Footnotes
- F4, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CTVA
transaction
Derivative
Non-Qualified Stock Options
Options Exercise
- Transaction value
- $0
- Shares
- -75,463
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 10 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 75,463
- Exercise price
- $41.94
- Footnotes
- F6
CTVA
transaction
Derivative
Non-Qualified Stock Options
Options Exercise
- Transaction value
- $0
- Shares
- -165,563
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 331,126
- Date
- 10 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 165,563
- Exercise price
- $31.22
- Footnotes
- F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Includes acquisition of shares pursuant to dividend reinvestment.
Footnote F2
Includes 332.3363 shares purchased under the Issuer's Employee Stock Purchase Plan (ESPP) in exempt transaction under Rule 16b-3(c).
Footnote F3
Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
Footnote F4
Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.
Footnote F5
Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines.
Footnote F6
This option is fully vested and exercisable.
Footnote F7
165,563 options are vested and exercisable. The remaining options will vest in two equal installments on February 21, 2022 and February 21, 2023.