| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CTVA | Common Stock | Options Exercise | $900,805 | +27,837 | +9.9% | $32.36 | 309,577 | 18 May 2021 | Direct | F1 |
| transaction | CTVA | Common Stock | Tax liability | $900,812 | -19,585 | -6.3% | $46.00 | 289,992 | 18 May 2021 | Direct | F2 |
| transaction | CTVA | Common Stock | Tax liability | $174,413 | -3,792 | -1.3% | $46.00 | 286,200 | 18 May 2021 | Direct | F3, F4 |
| transaction | CTVA | Common Stock | Options Exercise | $2,206,737 | +82,464 | +29% | $26.76 | 368,664 | 18 May 2021 | Direct | |
| transaction | CTVA | Common Stock | Tax liability | $2,206,794 | -47,979 | -13% | $46.00 | 320,685 | 18 May 2021 | Direct | F2 |
| transaction | CTVA | Common Stock | Tax liability | $728,883 | -15,847 | -4.9% | $46.00 | 304,838 | 18 May 2021 | Direct | F3, F4 |
| transaction | CTVA | Common Stock | Options Exercise | $4,575,783 | +131,943 | +43% | $34.68 | 436,781 | 18 May 2021 | Direct | |
| transaction | CTVA | Common Stock | Tax liability | $4,575,859 | -99,486 | -23% | $46.00 | 337,295 | 18 May 2021 | Direct | F2 |
| transaction | CTVA | Common Stock | Tax liability | $686,015 | -14,915 | -4.4% | $46.00 | 322,380 | 18 May 2021 | Direct | F3, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CTVA | Non-Qualified Stock Options | Options Exercise | $0 | -27,837 | -100% | $0.000000* | 0 | 18 May 2021 | Common Stock | 27,837 | $32.36 | Direct | F5 |
| transaction | CTVA | Non-Qualified Stock Options | Options Exercise | $0 | -82,464 | -100% | $0.000000* | 0 | 18 May 2021 | Common Stock | 82,464 | $26.76 | Direct | F5 |
| transaction | CTVA | Non-Qualified Stock Options | Options Exercise | $0 | -131,943 | -100% | $0.000000* | 0 | 18 May 2021 | Common Stock | 131,943 | $34.68 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | Includes acquisition of shares pursuant to dividend reinvestment. |
| F2 | Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3. |
| F3 | Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised. |
| F4 | Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines. |
| F5 | This option is fully vested and exercisable. |