James C. Collins Jr. - 18 May 2021 Form 4 Insider Report for Corteva, Inc. (CTVA)

Role
Chief Executive Officer, Director
Signature
/s/Abigail Jarrell, by power-of-attorney
Issuer symbol
CTVA
Transactions as of
18 May 2021
Transactions value $
-$1,589,451
Form type
4
Filing time
20 May 2021, 16:59:06 UTC
Next filing
12 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTVA Common Stock Options Exercise $901K +27.8K +9.88% $32.36 310K 18 May 2021 Direct F1
transaction CTVA Common Stock Tax liability -$901K -19.6K -6.33% $46.00 290K 18 May 2021 Direct F2
transaction CTVA Common Stock Tax liability -$174K -3.79K -1.31% $46.00 286K 18 May 2021 Direct F3, F4
transaction CTVA Common Stock Options Exercise $2.21M +82.5K +28.81% $26.76 369K 18 May 2021 Direct
transaction CTVA Common Stock Tax liability -$2.21M -48K -13.01% $46.00 321K 18 May 2021 Direct F2
transaction CTVA Common Stock Tax liability -$729K -15.8K -4.94% $46.00 305K 18 May 2021 Direct F3, F4
transaction CTVA Common Stock Options Exercise $4.58M +132K +43.28% $34.68 437K 18 May 2021 Direct
transaction CTVA Common Stock Tax liability -$4.58M -99.5K -22.78% $46.00 337K 18 May 2021 Direct F2
transaction CTVA Common Stock Tax liability -$686K -14.9K -4.42% $46.00 322K 18 May 2021 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTVA Non-Qualified Stock Options Options Exercise $0 -27.8K -100% $0.00* 0 18 May 2021 Common Stock 27.8K $32.36 Direct F5
transaction CTVA Non-Qualified Stock Options Options Exercise $0 -82.5K -100% $0.00* 0 18 May 2021 Common Stock 82.5K $26.76 Direct F5
transaction CTVA Non-Qualified Stock Options Options Exercise $0 -132K -100% $0.00* 0 18 May 2021 Common Stock 132K $34.68 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes acquisition of shares pursuant to dividend reinvestment.
F2 Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
F3 Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.
F4 Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines.
F5 This option is fully vested and exercisable.