James C. Collins Jr. - May 18, 2021 Form 4 Insider Report for Corteva, Inc. (CTVA)

Role: Chief Executive Officer, Director
Signature: /s/Abigail Jarrell, by power-of-attorney
Stock symbol: CTVA
Transactions as of: May 18, 2021
Transactions value $: -$1,589,451
Form type: 4
Date filed: 5/20/2021, 04:59 PM
Next filing: Aug 12, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CTVA	Common Stock	Options Exercise	$901K	+27.8K	+9.88%	$32.36	310K	May 18, 2021	Direct	F1
transaction	CTVA	Common Stock	Tax liability	-$901K	-19.6K	-6.33%	$46.00	290K	May 18, 2021	Direct	F2
transaction	CTVA	Common Stock	Tax liability	-$174K	-3.79K	-1.31%	$46.00	286K	May 18, 2021	Direct	F3, F4
transaction	CTVA	Common Stock	Options Exercise	$2.21M	+82.5K	+28.81%	$26.76	369K	May 18, 2021	Direct
transaction	CTVA	Common Stock	Tax liability	-$2.21M	-48K	-13.01%	$46.00	321K	May 18, 2021	Direct	F2
transaction	CTVA	Common Stock	Tax liability	-$729K	-15.8K	-4.94%	$46.00	305K	May 18, 2021	Direct	F3, F4
transaction	CTVA	Common Stock	Options Exercise	$4.58M	+132K	+43.28%	$34.68	437K	May 18, 2021	Direct
transaction	CTVA	Common Stock	Tax liability	-$4.58M	-99.5K	-22.78%	$46.00	337K	May 18, 2021	Direct	F2
transaction	CTVA	Common Stock	Tax liability	-$686K	-14.9K	-4.42%	$46.00	322K	May 18, 2021	Direct	F3, F4

Showing 1 to 9 of 9 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CTVA	Non-Qualified Stock Options	Options Exercise	$0	-27.8K	-100%	$0.00^*	0	May 18, 2021	Common Stock	27.8K	$32.36	Direct	F5
transaction	CTVA	Non-Qualified Stock Options	Options Exercise	$0	-82.5K	-100%	$0.00^*	0	May 18, 2021	Common Stock	82.5K	$26.76	Direct	F5
transaction	CTVA	Non-Qualified Stock Options	Options Exercise	$0	-132K	-100%	$0.00^*	0	May 18, 2021	Common Stock	132K	$34.68	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes acquisition of shares pursuant to dividend reinvestment.
F2	Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
F3	Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.
F4	Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines.
F5	This option is fully vested and exercisable.