Thomas Woiwode - 25 Aug 2021 Form 4 Insider Report for Gritstone bio, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 Aug 2021, 17:49:26 UTC
Prior SEC filing
20 Sep 2021
Next SEC filing
03 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robin L. Praeger, attorney-in-fact for Thomas Woiwode

Key filing fact

Thomas Woiwode filed Form 4 for Gritstone bio, Inc. on 27 Aug 2021.

Key facts

  • This page summarizes Thomas Woiwode's Form 4 filing for Gritstone bio, Inc..
  • 6 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 27 Aug 2021, 17:49.

Change

  • Previous filing in this sequence was filed on 20 Sep 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GRTS transaction

Common Stock

Other

Transaction value
$0
Shares
-444,744
Change %
-33%
Price
$0.000000
Shares after
902,965
Date
25 Aug 2021
Ownership
See Footnote
Footnotes
F1, F2
GRTS transaction

Common Stock

Other

Transaction value
$0
Shares
+6,668
Change %
Price
$0.000000
Shares after
6,668
Date
25 Aug 2021
Ownership
See Footnote
Footnotes
F3, F4
GRTS transaction

Common Stock

Other

Transaction value
$0
Shares
-6,668
Change %
-100%
Price
$0.000000*
Shares after
0
Date
25 Aug 2021
Ownership
See Footnote
Footnotes
F4, F5
GRTS transaction

Common Stock

Other

Transaction value
$0
Shares
+6,612
Change %
Price
$0.000000
Shares after
6,612
Date
25 Aug 2021
Ownership
See Footnote
Footnotes
F6, F7
GRTS transaction

Common Stock

Other

Transaction value
$0
Shares
-6,612
Change %
-100%
Price
$0.000000*
Shares after
0
Date
25 Aug 2021
Ownership
See Footnote
Footnotes
F7, F8
GRTS transaction

Common Stock

Other

Transaction value
$0
Shares
+128
Change %
Price
$0.000000
Shares after
128
Date
25 Aug 2021
Ownership
Direct
Footnotes
F9
GRTS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,723,031
Date
25 Aug 2021
Ownership
See Footnote
Footnotes
F10
GRTS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
81,908
Date
25 Aug 2021
Ownership
See Footnote
Footnotes
F11
GRTS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
90,756
Date
25 Aug 2021
Ownership
See Footnote
Footnotes
F12
GRTS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
207,234
Date
25 Aug 2021
Ownership
See Footnote
Footnotes
F13
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 13 footnotes

Footnote F1

Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Vantage I, L.P. ("VV I") to its partners pursuant to a Rule 10b5-1 trading plan.

Footnote F2

Shares held by Versant Vantage I, L.P. ("VV I"). Versant Vantage I GP-GP, LLC ("VV I GP-GP") is the sole general partner of Versant Vantage I GP, L.P. ("VV I GP") and VV I GP is the sole general partner of VV I. The Reporting Person, a member of the Issuer's board of directors, is a managing director of VV I GP-GP and may be deemed to share voting and dispositive power over the shares held by VV I. Each of VV I GP-GP, VV I GP, and the Reporting Person disclaims beneficial ownership of the shares held by VVI, except to the extent of their respective pecuniary interests therein, if any.

Footnote F3

Represents a change in the form of ownership of VV I GP by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by VV I.

Footnote F4

Shares held by VV I GP. VV I GP-GP is the sole general partner of VV I GP. The Reporting Person, a member of the Issuer's board of directors, is a managing director of VV I GP-GP and may be deemed to share voting and dispositive power over the shares held by VV I GP. Each of VV I GP-GP and the Reporting Person disclaims beneficial ownership of the shares held by VV I GP, except to the extent of their respective pecuniary interests therein, if any.

Footnote F5

Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by VV I GP, to its partners.

Footnote F6

Represents a change in the form of ownership of VV I GP-GP by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by VV I GP.

Footnote F7

Shares held by VV I GP-GP. The Reporting Person, a member of the Issuer's board of directors, is a managing director of VV I GP-GP and may be deemed to share voting and dispositive power over the shares held by VV I GP-GP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Footnote F8

Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by VV I GP-GP, to its members.

Footnote F9

Represents a change in the form of ownership of the Reporting Person by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by VV I GP-GP.

Footnote F10

Shares held by Versant Venture Capital V, L.P. ("VVC V"). Versant Ventures V, LLC ("VV V") is the sole general partner of VVC V. The Reporting Person, a member of the Issuer's board of directors, is a managing director of VV V and may be deemed to share voting and dispositive power over the shares held by VVC V. Each of VV V and the Reporting Person disclaims beneficial ownership of the shares held by VVC V, except to the extent of their respective pecuniary interests therein, if any.

Footnote F11

Shares held by Versant Affiliates Fund V, L.P. ("VAF V"). VV V is the sole general partner of VAF V. The Reporting Person, a member of the Issuer's board of directors, is a managing director of VV V and may be deemed to share voting and dispositive power over the shares held by VAF V. Each of VV V and the Reporting Person disclaims beneficial ownership of the shares held by VAF V, except to the extent of their respective pecuniary interests therein, if any.

Footnote F12

Shares held by Versant Ophthalmic Affiliates Fund I, L.P. ("VOAF I"). VV V is the sole general partner of VOAF I. The Reporting Person, a member of the Issuer's board of directors, is a managing director of VV V and may be deemed to share voting and dispositive power over the shares held by VOAF I. Each of VV V and the Reporting Person disclaims beneficial ownership of the shares held by VOAF I, except to the extent of their respective pecuniary interests therein, if any.

Footnote F13

Shares held by Versant Venture Capital V (Canada) LP ("VVC V (Canada)"). Versant Ventures V (Canada) GP-GP, Inc. ("VV V (Canada) GP") is the sole general partner of Versant Ventures V (Canada), L.P. ("VV V (Canada)") and VV V (Canada) is the sole general partner of VVC V (Canada). The Reporting Person, a member of the Issuer's board of directors, is a director of VV V (Canada) GP and may be deemed to share voting and dispositive power over the shares held by VVC V (Canada). Each of VV V (Canada), VV V (Canada) GP and the Reporting Person disclaims beneficial ownership of the shares held by VVC V (Canada), except to the extent of their respective pecuniary interests therein, if any.

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