Thomas Woiwode - Jul 1, 2021 Form 4/A - Amendment Insider Report for Tempest Therapeutics, Inc. (TPST)

Role
Director
Signature
/s/ Pierre Lorenzo(Attorney-in-Fact)
Stock symbol
TPST
Transactions as of
Jul 1, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
9/20/2021, 08:13 PM
Date Of Original Report
Jul 6, 2021
Previous filing
Jun 29, 2021
Next filing
Aug 27, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TPST Stock Option (Right to Buy) Award $0 +6.64K $0.00 6.64K Jul 1, 2021 Common Stock 6.64K $11.07 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vests over three (3) years, with one-third (1/3) of the award vesting on the first anniversary of the grant date and the remainder of the award vesting in equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date.

Remarks:

The amended Form 4 is being filed to correct the vesting schedule of the option grant and to correct the price of the derivative security.