Thierry Pellegrino - 13 Jun 2023 Form 4 Insider Report for SMART Global Holdings, Inc. (PENG)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
15 Jun 2023, 16:45:39 UTC
Prior SEC filing
24 Apr 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Anne Kuykendall as attorney-in-fact for Thierry Pellegrino

Key filing fact

Thierry Pellegrino filed Form 4 for SMART Global Holdings, Inc. (PENG) on 15 Jun 2023.

Key facts

  • This page summarizes Thierry Pellegrino's Form 4 filing for SMART Global Holdings, Inc. (PENG).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 15 Jun 2023, 16:45.

Change

  • Previous filing in this sequence was filed on 24 Apr 2023.
  • Current net transaction value: -$75,725.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SGH transaction

Ordinary Shares

Sale

Transaction value
$75,725
Shares
-3,029
Change %
-4%
Price
$25.00
Shares after
71,922
Date
13 Jun 2023
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 1 footnote

Footnote F1

The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 11, 2022.

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