Thierry Pellegrino - Apr 20, 2023 Form 4 Insider Report for SMART Global Holdings, Inc. (SGH)

Role
SVP, Pres, IPS
Signature
/s/ Anne Kuykendall as attorney-in-fact for Thierry Pellegrino
Stock symbol
SGH
Transactions as of
Apr 20, 2023
Transactions value $
-$84,255
Form type
4
Date filed
4/24/2023, 09:05 PM
Previous filing
Jan 24, 2023
Next filing
Jun 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGH Ordinary Shares Tax liability -$40.1K -2.45K -3.06% $16.35 77.7K Apr 20, 2023 Direct F1
transaction SGH Ordinary Shares Sale -$44.2K -2.76K -3.56% $15.98 75K Apr 20, 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
F2 The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 11, 2022.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $16.11, inclusive. The reporting persons undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.