Key facts
- This page summarizes Mark Charles Borrecco's Form 4 filing for Great Western Bancorp, Inc..
- 12 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 03 Feb 2022, 16:29.
Mark Charles Borrecco - 01 Feb 2022 Form 4 Insider Report for Great Western Bancorp, Inc.
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- N/A
- Reported as of
- 01 Feb 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 03 Feb 2022, 16:29:31 UTC
- Prior SEC filing
- 30 Nov 2021
- Next SEC filing
- 12 Sep 2024
- Source filing
- View source filing
- Reporting owner signature
- Donald J. Straka, as attorney-in-fact for Mark Charles Borrecco
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark Charles Borrecco filed Form 4 for Great Western Bancorp, Inc. on 03 Feb 2022.
Change
- Previous filing in this sequence was filed on 30 Nov 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GWB
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- $0
- Shares
- +8,065
- Change %
- +57%
- Price
- $0.000000
- Shares after
- 22,134
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
GWB
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- $0
- Shares
- +17,382
- Change %
- +79%
- Price
- $0.000000
- Shares after
- 39,516
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F2
GWB
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- $0
- Shares
- +15,215
- Change %
- +39%
- Price
- $0.000000
- Shares after
- 54,731
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F3
GWB
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- $0
- Shares
- +26,898
- Change %
- +49%
- Price
- $0.000000
- Shares after
- 81,629
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F4
GWB
transaction
Common Stock, par value $0.01 per share
Tax liability
- Transaction value
- $0
- Shares
- -25,383
- Change %
- -31%
- Price
- $0.000000
- Shares after
- 56,246
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F5
GWB
transaction
Common Stock, par value $0.01 per share
Award
- Transaction value
- $0
- Shares
- +16,129
- Change %
- +29%
- Price
- $0.000000
- Shares after
- 72,375
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F6
GWB
transaction
Common Stock, par value $0.01 per share
Award
- Transaction value
- $0
- Shares
- +33,111
- Change %
- +46%
- Price
- $0.000000
- Shares after
- 105,486
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F7
GWB
transaction
Common Stock, par value $0.01 per share
Tax liability
- Transaction value
- $0
- Shares
- -15,876
- Change %
- -15%
- Price
- $0.000000
- Shares after
- 89,610
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F8
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GWB
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,065
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.01 per share
- Underlying amount
- 8,065
- Exercise price
- Footnotes
- F1, F9
GWB
transaction
Derivative
Restricted Stock Units - 2020
Options Exercise
- Transaction value
- $0
- Shares
- -17,382
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.01 per share
- Underlying amount
- 17,382
- Exercise price
- Footnotes
- F2, F9
GWB
transaction
Derivative
Restricted Stock Units Feb 2021
Options Exercise
- Transaction value
- $0
- Shares
- -15,215
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.01 per share
- Underlying amount
- 15,215
- Exercise price
- Footnotes
- F3, F9
GWB
transaction
Derivative
Restricted Stock Units - 2021
Options Exercise
- Transaction value
- $0
- Shares
- -26,898
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.01 per share
- Underlying amount
- 26,898
- Exercise price
- Footnotes
- F4, F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Mark Charles Borrecco is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 9 footnotes
Footnote F1
The restricted stock units vest in two annual equal installments beginning on March 9, 2021. The vesting of the restricted stock units accelerated upon change in control.
Footnote F2
The restricted stock units vest in three equal installments beginning on November 27, 2021. The vesting of the restricted stock units accelerated upon change in control.
Footnote F3
The restricted stock units vest in four annual equal installments beginning on February 10, 2022. The vesting of the restricted stock units accelerated upon change in control.
Footnote F4
The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The vesting of the restricted stock units accelerated upon change in control.
Footnote F5
The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of restricted stock unit awards upon change in control.
Footnote F6
The accelerated vesting and issuance of performance stock units granted in November 2019 based on pre-established performance objectives which vested upon change in control at target.
Footnote F7
The accelerated vesting and issuance of performance stock units granted in November 2020 based on pre-established performance objectives which vested upon change in control at the higher of actual or target.
Footnote F8
The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of performance stock unit awards upon change in control.
Footnote F9
Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.