Mark C. Borrecco - 26 Nov 2021 Form 4 Insider Report for Great Western Bancorp, Inc.

Signature
Donald J. Straka, as attorney-in-fact for Mark Charles Borrecco
Issuer symbol
N/A
Transactions as of
26 Nov 2021
Net transactions value
$0
Form type
4
Filing time
30 Nov 2021, 16:08:24 UTC
Next filing
03 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +8,690 +99% $0.000000 17,489 27 Nov 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -3,420 -20% $0.000000 14,069 27 Nov 2021 Direct F1
holding GWB Common Stock, par value $0.01 per share 8,799 26 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Restricted Stock Units - 2020 Options Exercise $0 -8,690 -33% $0.000000 17,382 27 Nov 2021 Common Stock, par value $0.01 per share 8,690 Direct F2, F4
transaction GWB Restricted Stock Units - 2021 Award $0 +26,898 $0.000000 26,898 26 Nov 2021 Common Stock, par value $0.01 per share 26,898 Direct F2, F6
holding GWB Restricted Stock Units 8,065 26 Nov 2021 Common Stock, par value $0.01 per share 8,065 Direct F2, F3
holding GWB Restricted Stock Units Feb 2021 15,215 26 Nov 2021 Common Stock, par value $0.01 per share 15,215 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
F2 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
F3 The restricted stock units vest in two annual equal installments beginning on March 9, 2021. The restricted stock units have no expiration date.
F4 The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date.
F5 The restricted stock units vest in four annual equal installments beginning on February 10, 2022. The restricted stock units have no expiration date.
F6 The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The restricted stock units have no expiration date.