Anthony Lowings - 09 Nov 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Reporting relationship: CEO-KFC Division
Issuer ticker: YUM
Reported as of: 09 Nov 2021
Net transaction value: -$843,131
SEC form: 4
Accepted by SEC: 10 Nov 2021, 09:58:00 UTC
Prior SEC filing: 12 Aug 2021
Source filing: View source filing
Reporting owner signature: /s/ M. Gayle Hobson, POA

Key filing fact

Anthony Lowings filed Form 4 for YUM BRANDS INC (YUM) on 10 Nov 2021.

Key facts

This page summarizes Anthony Lowings's Form 4 filing for YUM BRANDS INC (YUM).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 10 Nov 2021, 09:58.

Change

Previous filing in this sequence was filed on 12 Aug 2021.
Current net transaction value: -$843,131.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

YUM transaction

Common Stock

Options Exercise

Transaction value: $480,272
Shares: +10,468
Change %: +25%
Price: $45.88
Shares after: 52,078
Date: 09 Nov 2021
Ownership: Direct
Footnotes: F1

YUM transaction

Common Stock

Disposed to Issuer

Transaction value: $480,393
Shares: -3,806
Change %: -7.3%
Price: $126.22
Shares after: 48,272
Date: 09 Nov 2021
Ownership: Direct
Footnotes: F1

YUM transaction

Common Stock

Sale

Transaction value: $843,009
Shares: -6,662
Change %: -14%
Price: $126.54
Shares after: 41,610
Date: 09 Nov 2021
Ownership: Direct
Footnotes: F1

YUM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 863
Date: 09 Nov 2021
Ownership: 401(k) Plan

YUM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,750
Date: 09 Nov 2021
Ownership: Insurance Linked Non Diversified Equity Fund

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

YUM transaction Derivative

Stock Appreciation Right

Options Exercise

Transaction value: $0
Shares: -10,468
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 09 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,468
Exercise price: $45.88
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Pursuant to 10b5-1 Plan

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