Key facts
- This page summarizes Dr. Robert Froehlich's Form 4 filing for HIGHLAND GLOBAL ALLOCATION FUND (HGLB).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 06 Dec 2022, 16:22.
Dr. Robert Froehlich - 05 Dec 2022 Form 4 Insider Report for HIGHLAND GLOBAL ALLOCATION FUND (HGLB)
- Reporting relationship
- Director
- Issuer ticker
- HGLB
- Reported as of
- 05 Dec 2022
- Net transaction value
- -$13,590
- SEC form
- 4
- Accepted by SEC
- 06 Dec 2022, 16:22:36 UTC
- Prior SEC filing
- 13 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Dr. Robert Froehlich
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Dr. Robert Froehlich filed Form 4 for HIGHLAND GLOBAL ALLOCATION FUND (HGLB) on 06 Dec 2022.
Change
- Previous filing in this sequence was filed on 13 Oct 2021.
- Current net transaction value: -$13,590.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HGLB
transaction
Common Stock
Sale
- Transaction value
- $13,590
- Shares
- -1,391
- Change %
- -41%
- Price
- $9.77
- Shares after
- 2,024
- Date
- 05 Dec 2022
- Ownership
- See Footnote
- Footnotes
- F1
HGLB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,215
- Date
- 05 Dec 2022
- Ownership
- See Footnote
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust.
Footnote F2
These shares are held by Mr. Froehlich though Mr. Froehlich's SEP IRA Account.