Robert Froehlich - Oct 12, 2021 Form 4 Insider Report for HIGHLAND GLOBAL ALLOCATION FUND (HGLB)

Role
Director
Signature
/s/ Dr. Robert Froehlich
Stock symbol
HGLB
Transactions as of
Oct 12, 2021
Transactions value $
$9,411
Form type
4
Date filed
10/13/2021, 07:50 PM
Previous filing
Jul 12, 2021
Next filing
Dec 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGLB Common Stock Purchase $9.41K +999 +16.07% $9.42 7.22K Oct 12, 2021 See Footnote F1
holding HGLB Common Stock 3.42K Oct 12, 2021 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account.
F2 These shares are held by Mr. Froehlich though Mr. Froehlich's personal trust.