Dr. Robert Froehlich - 12 Oct 2021 Form 4 Insider Report for HIGHLAND GLOBAL ALLOCATION FUND (HGLB)

Role
Director
Signature
/s/ Dr. Robert Froehlich
Issuer symbol
HGLB
Transactions as of
12 Oct 2021
Net transactions value
+$9,411
Form type
4
Filing time
13 Oct 2021, 19:50:34 UTC
Previous filing
12 Jul 2021
Next filing
06 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGLB Common Stock Purchase $9,411 +999 +16% $9.42 7,215 12 Oct 2021 See Footnote F1
holding HGLB Common Stock 3,415 12 Oct 2021 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account.
F2 These shares are held by Mr. Froehlich though Mr. Froehlich's personal trust.