John F. Sharkey III - 15 Nov 2021 Form 4 Insider Report for Pathfinder Bancorp, Inc. (PBHC)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
16 Nov 2021, 13:13:58 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James A. Dowd as POA for John F. Sharkey, III

Key filing fact

John F. Sharkey III filed Form 4 for Pathfinder Bancorp, Inc. (PBHC) on 16 Nov 2021.

Key facts

  • This page summarizes John F. Sharkey III's Form 4 filing for Pathfinder Bancorp, Inc. (PBHC).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 16 Nov 2021, 13:13.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PBHC transaction

Common Stock

Options Exercise

Transaction value
$99,732
Shares
+8,787
Change %
+61%
Price
$11.35
Shares after
23,302
Date
15 Nov 2021
Ownership
Direct
PBHC transaction

Common Stock

Options Exercise

Transaction value
$91,337
Shares
+8,236
Change %
+35%
Price
$11.09
Shares after
31,538
Date
15 Nov 2021
Ownership
Direct
PBHC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,000
Date
15 Nov 2021
Ownership
By IRA

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PBHC transaction Derivative

Stock Options

Options Exercise

Transaction value
$99,732
Shares
-8,787
Change %
-100%
Price
$11.35
Shares after
0
Date
15 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,787
Exercise price
$11.35
PBHC transaction Derivative

Stock Options

Options Exercise

Transaction value
$91,337
Shares
-8,236
Change %
-100%
Price
$11.09
Shares after
0
Date
15 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,236
Exercise price
$11.09
* marks a reported price that did not pass the local price check.
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