Frederick Hallsworth - 31 Jan 2023 Form 4 Insider Report for Quotient Ltd

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Feb 2023, 19:30:35 UTC
Prior SEC filing
02 Nov 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Frederick Hallsworth

Key filing fact

Frederick Hallsworth filed Form 4 for Quotient Ltd on 02 Feb 2023.

Key facts

  • This page summarizes Frederick Hallsworth's Form 4 filing for Quotient Ltd.
  • 2 reported transactions and 12 derivative rows are listed below.
  • Accepted by SEC: 02 Feb 2023, 19:30.

Change

  • Previous filing in this sequence was filed on 02 Nov 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

QTNT transaction

Ordinary Shares

Options Exercise

Transaction value
Shares
+438
Change %
+7.6%
Price
Shares after
6,186
Date
31 Jan 2023
Ownership
Direct
Footnotes
F1
QTNT holding

Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
78
Date
31 Jan 2023
Ownership
By wife

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

QTNT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-438
Change %
-25%
Price
$0.000000
Shares after
1,312
Date
31 Jan 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
438
Exercise price
Footnotes
F1, F13
QTNT holding Derivative

Ordinary Shares Option (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
187
Date
31 Jan 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
187
Exercise price
$464.80
Footnotes
F2
QTNT holding Derivative

Ordinary Shares Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
125
Date
31 Jan 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
125
Exercise price
$320.00
Footnotes
F3
QTNT holding Derivative

Ordinary Shares Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
500
Date
31 Jan 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
500
Exercise price
Footnotes
F4, F5
QTNT holding Derivative

Ordinary Shares Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
125
Date
31 Jan 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
125
Exercise price
$398.00
Footnotes
F6
QTNT holding Derivative

Ordinary Shares Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
218
Date
31 Jan 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
218
Exercise price
$229.20
Footnotes
F7
QTNT holding Derivative

Ordinary Shares Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
239
Date
31 Jan 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
239
Exercise price
$208.40
Footnotes
F8
QTNT holding Derivative

Ordinary Shares Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
156
Date
31 Jan 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
156
Exercise price
$256.40
Footnotes
F9
QTNT holding Derivative

Ordinary Shares Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
203
Date
31 Jan 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
203
Exercise price
$311.20
Footnotes
F10
QTNT holding Derivative

Ordinary Shares Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
340
Date
31 Jan 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
340
Exercise price
$182.00
Footnotes
F11
QTNT holding Derivative

Ordinary Shares Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
601
Date
31 Jan 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
601
Exercise price
$101.20
Footnotes
F12
QTNT holding Derivative

Ordinary Shares Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,000
Date
31 Jan 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
1,000
Exercise price
$5.20
Footnotes
F14
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 14 footnotes

Footnote F1

Restricted Stock Units convert into ordinary shares on a one-for-one basis.

Footnote F2

All 187 options have vested and remain exercisable.

Footnote F3

All 125 options have vested and remain exercisable.

Footnote F4

The exercise price will be paid in pounds sterling, at GBP36.40 per share.

Footnote F5

All 500 options have vested and remain exercisable.

Footnote F6

All 125 options have vested and remain exercisable.

Footnote F7

All 218 options have vested and remain exercisable.

Footnote F8

All 239 options have vested and remain exercisable.

Footnote F9

All 156 options have vested and remain exercisable.

Footnote F10

All 203 options have vested and remain exercisable.

Footnote F11

All 340 options have vested and remain exercisable.

Footnote F12

All 601 options have vested and remain exercisable.

Footnote F13

On October 31, 2022, the Reporting Person was granted 1,750 restricted stock units, of which 438 have vested and have converted into ordinary shares. The remaining 1,312 restricted stock units will vest in three equal installments on April 30, 2023, July 31, 2023 and October 31, 2023.

Footnote F14

The options vest and become exercisable on October 31, 2023.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .