Frederick Hallsworth - 31 Oct 2022 Form 4 Insider Report for Quotient Ltd

Role
Director
Signature
/s/ Frederick Hallsworth
Issuer symbol
N/A
Transactions as of
31 Oct 2022
Net transactions value
$0
Form type
4
Filing time
02 Nov 2022, 20:00:40 UTC
Previous filing
02 Aug 2022
Next filing
02 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QTNT Ordinary Shares Options Exercise +6,917 +3.1% 229,922 31 Oct 2022 Direct F1
holding QTNT Ordinary Shares 3,150 31 Oct 2022 By wife

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QTNT Restricted Stock Units Options Exercise $0 -6,917 -100% $0.000000* 0 31 Oct 2022 Ordinary Shares 6,917 Direct F1, F11
transaction QTNT Restricted Stock Units Award $0 +70,000 $0.000000 70,000 31 Oct 2022 Ordinary Shares 70,000 Direct F1, F13
transaction QTNT Ordinary Share Option (Right to Buy) Award $0 +40,000 $0.000000 40,000 31 Oct 2022 Ordinary Shares 40,000 $0.1300 Direct F14
holding QTNT Ordinary Shares Option (Right to buy) 7,505 31 Oct 2022 Ordinary Shares 7,505 $11.62 Direct F2
holding QTNT Ordinary Shares Option (Right to buy) 5,000 31 Oct 2022 Ordinary Shares 5,000 $8.00 Direct F3
holding QTNT Ordinary Shares Option (Right to buy) 20,014 31 Oct 2022 Ordinary Shares 20,014 Direct F4
holding QTNT Ordinary Shares Option (Right to buy) 5,025 31 Oct 2022 Ordinary Shares 5,025 $9.95 Direct F5
holding QTNT Ordinary Shares Option (Right to buy) 8,726 31 Oct 2022 Ordinary Shares 8,726 $5.73 Direct F6
holding QTNT Ordinary Shares Option (Right to buy) 9,597 31 Oct 2022 Ordinary Shares 9,597 $5.21 Direct F7
holding QTNT Ordinary Shares Option (Right to buy) 6,240 31 Oct 2022 Ordinary Shares 6,240 $6.41 Direct F8
holding QTNT Ordinary Shares Option (Right to buy) 8,158 31 Oct 2022 Ordinary Shares 8,158 $7.78 Direct F9
holding QTNT Ordinary Shares Option (Right to buy) 13,611 31 Oct 2022 Ordinary Shares 13,611 $4.55 Direct F10
holding QTNT Ordinary Shares Option (Right to buy) 24,040 31 Oct 2022 Ordinary Shares 24,040 $2.53 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into ordinary shares on a one-for-one basis.
F2 All 7,505 options have vested and remain exercisable.
F3 All 5,000 options have vested and remain exercisable.
F4 The exercise price will be paid in pounds sterling, at GBP0.91 per share.
F5 All 5,025 options have vested and remain exercisable.
F6 All 8,726 options have vested and remain exercisable.
F7 All 9,597 options have vested and remain exercisable.
F8 All 6,240 options have vested and remain exercisable.
F9 All 8,158 options have vested and remain exercisable.
F10 All 13,611 options have vested and remain exercisable.
F11 On October 31, 2021, the Reporting Person was granted 27,668 restricted stock units, of which 27,668 have vested and have converted into ordinary shares.
F12 All 24,040 options have vested and remain exercisable.
F13 On October 31, 2022, the Reporting Person was granted 70,000 restricted stock units, vesting in four equal installments on January 31, 2023, April 30, 2023, July 31, 2023 and October 31, 2023.
F14 The options vest and become exercisable on October 31, 2023.