Rick L. Sterling - 14 Jun 2023 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Reporting relationship: Director
Issuer ticker: AQB
Reported as of: 14 Jun 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 16 Jun 2023, 08:58:58 UTC
Prior SEC filing: 16 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ David A. Frank, Name: David A. Frank

Key filing fact

Rick L. Sterling filed Form 4 for AquaBounty Technologies, Inc. (AQB) on 16 Jun 2023.

Key facts

This page summarizes Rick L. Sterling's Form 4 filing for AquaBounty Technologies, Inc. (AQB).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 Jun 2023, 08:58.

Change

Previous filing in this sequence was filed on 16 Mar 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AQB transaction

Comon Stock

Award

Transaction value: $0
Shares: +55,555
Change %: +4290%
Price: $0.000000
Shares after: 56,850
Date: 14 Jun 2023
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AQB transaction Derivative

Options to Purchase Common Stock

Award

Transaction value: $0
Shares: +2,500
Change %
Price: $0.000000
Shares after: 2,500
Date: 14 Jun 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,500
Exercise price: $0.3600
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025.

Footnote F2

Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024.