Rick L. Sterling - Mar 14, 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role
Director
Signature
s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Stock symbol
AQB
Transactions as of
Mar 14, 2022
Transactions value $
$0
Form type
4
Date filed
3/16/2022, 11:17 AM
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AQB Common Stock 1.3K Mar 14, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQB Options to Purchase Common Stock Award $0 +2.5K $0.00 2.5K Mar 14, 2022 Common Stock 2.5K $1.52 Direct F3
holding AQB Options to Purchase Common Stock 2K Mar 14, 2022 Common Stock 2K $2.32 Direct F1
holding AQB Options to Purchase Common Stock 2.5K Mar 14, 2022 Common Stock 2.5K $6.72 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options to purchase common stock were granted on 5/14/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F2 Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F3 Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.