Rick L. Sterling - 14 Mar 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role
Director
Signature
s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Issuer symbol
AQB
Transactions as of
14 Mar 2022
Net transactions value
$0
Form type
4
Filing time
16 Mar 2022, 11:17:51 UTC
Next filing
16 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AQB Common Stock 1,295 14 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQB Options to Purchase Common Stock Award $0 +2,500 $0.000000 2,500 14 Mar 2022 Common Stock 2,500 $1.52 Direct F3
holding AQB Options to Purchase Common Stock 2,000 14 Mar 2022 Common Stock 2,000 $2.32 Direct F1
holding AQB Options to Purchase Common Stock 2,500 14 Mar 2022 Common Stock 2,500 $6.72 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options to purchase common stock were granted on 5/14/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F2 Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F3 Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.